Warley Paul P. 4
4 · Ascent Solar Technologies, Inc. · Filed Jun 11, 2024
Insider Transaction Report
Form 4
Warley Paul P.
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2024-03-31$0.39/sh−25,184$9,925→ 231,538 total
Footnotes (3)
- [F1]215,000 of the shares previously reported are restricted stock units ("RSUs") granted 1/17/2024. Each RSU represents a contingent right to receive one share of ASTI common stock.
- [F2]One third of the RSU's will vest on each of 3/31/2024, 1/1/2025 and 1/1/2026. Any outstanding and unvested RSU's will accelerate and fully vest upon the earlier of (i) a change of control or (ii) the termination of Mr. Warley's employment for any reason other than (x) by the Company for cause or (y) by Mr. Warley without good reason.
- [F3]Reflects 25,184 shares withheld by the Issuer to satisfy tax withholding obligations related to an RSU vest on 3/31/2024.