Goldfarb Adrian Graham 4

4 · DUOS TECHNOLOGIES GROUP, INC. · Filed Jan 30, 2025

Form 4

Period: 2024-12-31

Other

Transactions

Award
Common Stock, $0.001 par value
2025-01-01+441,275→ 441,275 total
Other
Options to Purchase Common Stock
2024-12-31−18,929→ 0 total
Exercise: $6.00From: 2020-04-01Exp: 2025-04-01→ Common Stock, $0.001 par value (18,929 underlying)
Other
Options to Purchase Common Stock
2024-12-31−28,417→ 0 total
Exercise: $4.22Exp: 2028-04-01→ Common Stock, $0.001 par value (28,417 underlying)
Other
Options to Purchase Common Stock
2024-12-31−18,929→ 0 total
Exercise: $4.74Exp: 2025-04-01→ Common Stock, $0.001 par value (18,929 underlying)
Other
Options to Purchase Common Stock
2024-12-31−75,000→ 0 total
Exercise: $6.41Exp: 2027-01-01→ Common Stock, $0.001 par value (75,000 underlying)

Holdings

Footnotes (5)

[F1]The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on January 1, 2028.
[F2]The options were cancelled as of December 31, 2024.
[F3]These options were granted on April 1, 2020. Options to purchase 9,465 shares of Common Stock vested and became exercisable on January 1, 2021, and options to purchase 9,464 shares of Common Stock vested and became exercisable on January 1, 2022.
[F4]These options were granted on January 1, 2022 and one-third vested and became exercisable on each of January 1, 2023, 2024 and 2025.
[F5]These options were granted on April 1, 2023. As of the date hereof, options to purchase 9,473 shares have vested and are exercisable. One-half of the remaining options would have vested and become exercisable on April 1, 2025 and the other half would have vested and become exercisable on April 1, 2026.

Documents

1 file