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4//SEC Filing

Goldfarb Adrian Graham 4

Accession 0001079973-25-000168

CIK 0001396536other
View on SEC.govCompany Profile

Filed

Jan 29, 7:00 PM ET

Accepted

Jan 30, 5:23 PM ET

Size

15.4 KB

Accession

0001079973-25-000168

Insider Transaction Report

Form 4
Period: 2024-12-31
DUOS TECHNOLOGIES GROUP, INC.DUOT
Goldfarb Adrian Graham
Other
Transactions
  • Award

    Common Stock, $0.001 par value

    2025-01-01+441,275→ 441,275 total
  • Other

    Options to Purchase Common Stock

    2024-12-31−18,929→ 0 total
    Exercise: $6.00From: 2020-04-01Exp: 2025-04-01→ Common Stock, $0.001 par value (18,929 underlying)
  • Other

    Options to Purchase Common Stock

    2024-12-31−28,417→ 0 total
    Exercise: $4.22Exp: 2028-04-01→ Common Stock, $0.001 par value (28,417 underlying)
  • Other

    Options to Purchase Common Stock

    2024-12-31−18,929→ 0 total
    Exercise: $4.74Exp: 2025-04-01→ Common Stock, $0.001 par value (18,929 underlying)
  • Other

    Options to Purchase Common Stock

    2024-12-31−75,000→ 0 total
    Exercise: $6.41Exp: 2027-01-01→ Common Stock, $0.001 par value (75,000 underlying)
Holdings

  • Common Stock, $0.001 par value

    11,062
Footnotes (5)
  • [F1]The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on January 1, 2028.
  • [F2]The options were cancelled as of December 31, 2024.
  • [F3]These options were granted on April 1, 2020. Options to purchase 9,465 shares of Common Stock vested and became exercisable on January 1, 2021, and options to purchase 9,464 shares of Common Stock vested and became exercisable on January 1, 2022.
  • [F4]These options were granted on January 1, 2022 and one-third vested and became exercisable on each of January 1, 2023, 2024 and 2025.
  • [F5]These options were granted on April 1, 2023. As of the date hereof, options to purchase 9,473 shares have vested and are exercisable. One-half of the remaining options would have vested and become exercisable on April 1, 2025 and the other half would have vested and become exercisable on April 1, 2026.

Documents

1 file

Issuer

DUOS TECHNOLOGIES GROUP, INC.

CIK 0001396536

→
Entity typeother

Related Parties

1
  • filerCIK 0001427103

Filing Metadata

Form type
4
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 5:23 PM ET
Size
15.4 KB
View on SEC.gov