Home/Filings/4/0001079973-25-000525
4//SEC Filing

Pacala Mark L 4

Accession 0001079973-25-000525

CIK 0001799191other

Filed

Mar 27, 8:00 PM ET

Accepted

Mar 28, 5:41 PM ET

Size

8.9 KB

Accession

0001079973-25-000525

Insider Transaction Report

Form 4
Period: 2025-03-26
Transactions
  • Purchase

    Common Stock

    2025-03-26$1.04/sh+90,562$94,338224,971 total(indirect: By LLC)
  • Purchase

    Common Warrant

    2025-03-26$0.13/sh+42,281$5,28542,281 total(indirect: By LLC)
    Exercise: $1.20From: 2025-03-26Exp: 2030-03-26Common Stock (42,281 underlying)
Footnotes (4)
  • [F1]Represents securities purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated March 24, 2025 (the "Private Placement"). Pursuant to the terms of the Securities Purchase Agreement, the Company issued Private Placement units consisting of two shares of the Company's common stock ("Common Stock") and a common warrant ("Common Warrant") to purchase one share of Common Stock (the "Private Placement Unit").
  • [F2]Each Private Placement Unit was purchased at a price of $2.2084 per unit, with a cost per share of Common Stock of $1.0417 and a cost per Common Warrant of $0.1250.
  • [F3]Securities were purchased by Pacala Enterprises, LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein.
  • [F4]The holder may not exercise any portion of a Common Warrant to the extent that the holder would beneficially own more than 4.99% of the number of shares of Common Stock outstanding immediately prior to or after giving effect to such exercise, as such percentage ownership is determined in accordance with Section 13(d) under the Securities Exchange Act of 1934, as amended.

Documents

1 file

Issuer

Oncology Institute, Inc.

CIK 0001799191

Entity typeother

Related Parties

1
  • filerCIK 0001321250

Filing Metadata

Form type
4
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 5:41 PM ET
Size
8.9 KB