4//SEC Filing
O'Dowd William IV 4
Accession 0001079973-25-001468
CIK 0001282224other
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 4:56 PM ET
Size
11.2 KB
Accession
0001079973-25-001468
Insider Transaction Report
Form 4
O'Dowd William IV
DirectorChief Executive Officer
Transactions
- Other
10% Convertible Promissory Note
2025-05-12$1000000.00/sh(indirect: By LLC)Exercise: $1.00From: 2025-05-12Exp: 2029-10-29→ Common Stock - Other
10% Convertible Promissory Note
2025-05-12$1107973.00/sh(indirect: By LLC)Exercise: $1.00From: 2025-05-12Exp: 2027-06-30→ Common Stock - Other
10% Convertible Promissory Note
2025-05-12$135000.00/sh(indirect: By LLC)Exercise: $1.00From: 2025-05-12Exp: 2029-12-10→ Common Stock
Footnotes (3)
- [F1]The Reporting Person received this convertible note in exchange for a nonconvertible promissory note in the same principal amount and an agreement to extend the maturity date of the original note by six months.
- [F2]Excludes shares issuable at the election of the Reporting Person upon conversion of accrued interest (both past and future) into shares of common stock.
- [F3]Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
Documents
Issuer
Dolphin Entertainment, Inc.
CIK 0001282224
Entity typeother
Related Parties
1- filerCIK 0001520776
Filing Metadata
- Form type
- 4
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 4:56 PM ET
- Size
- 11.2 KB