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4/AAccepted Oct 15, 4:17 PM ET

Duos Technologies Group, Inc.: CEO Frank Douglas Recker received 2,799 shares

DUOTDUOS TECHNOLOGIES GROUP, INC.

Accepted (ET)

4:17 PM

Oct 15, 2026

Filed

Oct 15, 2026

Documents

1

Size

8.5 KB

Summary

Duos Technologies Group, Inc.: CEO Frank Douglas Recker received 2,799 shares

Updated

What happened

  • Frank Douglas Recker, CEO, received 2,799 shares of common stock as an award/grant on Sep 30, 2026 at $8.93 per share, for a total value of $25,006.

Key details

  • Transaction date and price: Sep 30, 2026; $8.93 per share; transaction code A (award/grant).
  • Shares owned after the transaction: not reported in this Form 4.
  • F1: shares issued to Mr. Recker as compensation for his services as a director.
  • F2: the 2,799 shares were granted under the 2021 Equity Incentive Plan and are subject to a three-year cliff vesting period; all vest on Jan 1, 2028, subject to acceleration to Apr 1, 2027 if certain fiscal 2026 targets are achieved.
  • F3 and remarks: this amended Form 4 adds 880,000 restricted shares granted to Mr. Recker on Aug 17, 2026 (two tranches of 440,000 shares). Each tranche is allocated 40% time-based restricted shares (176,000 shares per tranche) vesting on Jan 1, 2029 and Jan 1, 2030 (subject to possible acceleration to Apr 1, 2028 and Apr 1, 2029 if targets are met) and 60% performance-based restricted shares (264,000 shares per tranche) vesting upon certification of achievement of the applicable fiscal year (2027 or 2028) targets.
  • Filing status: this is an amended Form 4; no late filing is indicated.

Why it may matter

  • This was a grant/award of restricted stock, not a market purchase or sale; the shares are subject to time- and performance-based vesting conditions and possible acceleration tied to targets.
  • A filing does not show why the insider traded or why the company acted.

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