BLUMBERG LOUIS 4

Accession 0001082504-04-000065

CIK 0000913443other

View on SEC.gov Company Profile

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 5:29 PM ET

Size

25.3 KB

Accession

0001082504-04-000065

Insider Transaction Report

Form 4

Period: 2004-12-09

CAMBRIDGE HEART INCCAMH

BLUMBERG LAURENCE J

10% Owner

Transactions

Sale
Common Stock
2004-12-09$0.52/sh−5,000$2,600→ 170,300 total(indirect: See footnotes)
Sale
Common Stock
2004-12-10$0.51/sh−25,000$12,750→ 115,300 total(indirect: See footnotes)
Sale
Common Stock
2004-12-13$0.50/sh−10,000$5,000→ 105,300 total(indirect: See footnotes)
Sale
Common Stock
2004-12-10$0.52/sh−30,000$15,600→ 140,300 total(indirect: See footnotes)

Holdings

Series A Preferred Stock
(indirect: See footnotes)
Exercise: $0.34→ Common Stock (226,241 underlying)
226,241
Long Warrants
(indirect: Common Stock)
Exercise: $0.03Exp: 2009-01-01→ Common Stock (67,872 underlying)
67,872
Common Stock
(indirect: See footnotes)
316,500
Common Stock
(indirect: See footnotes)
776,906
Common Stock
(indirect: See footnotes)
105,339
Long Warrants
(indirect: See footnotes)
Exercise: $0.03Exp: 2009-01-01→ Common Stock (233,064 underlying)
233,064
Long Warrants
(indirect: See footnotes)
Exercise: $0.03Exp: 2009-01-01→ Common Stock (31,590 underlying)
31,590

BLUMBERG LOUIS

10% Owner

Transactions

Sale
Common Stock
2004-12-10$0.52/sh−30,000$15,600→ 140,300 total(indirect: See footnotes)
Sale
Common Stock
2004-12-13$0.50/sh−10,000$5,000→ 105,300 total(indirect: See footnotes)
Sale
Common Stock
2004-12-09$0.52/sh−5,000$2,600→ 170,300 total(indirect: See footnotes)
Sale
Common Stock
2004-12-10$0.51/sh−25,000$12,750→ 115,300 total(indirect: See footnotes)

Holdings

Long Warrants
(indirect: See footnotes)
Exercise: $0.03Exp: 2009-01-01→ Common Stock (31,590 underlying)
31,590
Long Warrants
(indirect: See footnotes)
Exercise: $0.03Exp: 2009-01-01→ Common Stock (233,064 underlying)
233,064
Common Stock
(indirect: See footnotes)
316,500
Long Warrants
(indirect: Common Stock)
Exercise: $0.03Exp: 2009-01-01→ Common Stock (67,872 underlying)
67,872
Common Stock
(indirect: See footnotes)
105,339
Series A Preferred Stock
(indirect: See footnotes)
Exercise: $0.34→ Common Stock (226,241 underlying)
226,241
Common Stock
(indirect: See footnotes)
776,906

AFB FUND LLC

10% Owner

Transactions

Sale
Common Stock
2004-12-10$0.52/sh−30,000$15,600→ 140,300 total(indirect: See footnotes)
Sale
Common Stock
2004-12-10$0.51/sh−25,000$12,750→ 115,300 total(indirect: See footnotes)
Sale
Common Stock
2004-12-09$0.52/sh−5,000$2,600→ 170,300 total(indirect: See footnotes)
Sale
Common Stock
2004-12-13$0.50/sh−10,000$5,000→ 105,300 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnotes)
776,906
Common Stock
(indirect: See footnotes)
105,339
Long Warrants
(indirect: See footnotes)
Exercise: $0.03Exp: 2009-01-01→ Common Stock (31,590 underlying)
31,590
Series A Preferred Stock
(indirect: See footnotes)
Exercise: $0.34→ Common Stock (226,241 underlying)
226,241
Long Warrants
(indirect: See footnotes)
Exercise: $0.03Exp: 2009-01-01→ Common Stock (233,064 underlying)
233,064
Common Stock
(indirect: See footnotes)
316,500
Long Warrants
(indirect: Common Stock)
Exercise: $0.03Exp: 2009-01-01→ Common Stock (67,872 underlying)
67,872

Footnotes (14)

[F1]Each of the Reporting Person and the joint filers (individually, each a "Reporting Person" and collectively, the "Reporting Persons") disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. The Reporting Person may be deemed to be a "group" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and are reporting beneficial ownership of the securities held by each of the other Reporting Persons as if beneficially owned by each Reporting Person.
[F10]Laurence J. Blumberg is the managing member of BCM and BCA. By virtue of his position as the managing member of BCM and BCA, Laurence J. Blumberg may be deemed to beneficially own the securities held by BLSF and BLS.
[F11]Louis Blumberg is the managing member of AFB. By virute of Louis Blumberg's position as the managing member of AFB, Louis Blumberg may be deemed to beneficially own the securities held by AFB.
[F12]Laurence J. Blumberg is a member of AFB. By virtue of Laurence Blumberg's position as a member of AFB, Laurence Blumberg may be deemed to beneficially own the securities held by AFB.
[F13]Immediate.
[F14]Not applicable.
[F2]These securities are held by Blumberg Life Sciences Fund, L.P. ("BLSF").
[F3]These securities are held by Blumberg Life Sciences Fund, Ltd. ("BLS").
[F4]These securities are held by BLSF. Blumberg Capital Advisors, L.L.C., the general partner of BLSF, is deemed to beneficially own these securities by virtue of its position as general partner of BLSF.
[F5]These securities are held by AFB Fund, LLC, a New Jersey limited liability company for which Louis Blumberg is the managing member and Laurence J. Blumberg is a member.
[F6]These securities are held by Laurence J. Blumberg.
[F7]These securites are held by AFB.
[F8]Blumberg Capital Management, L.L.C. ("BCM") has been delegated investment advisory responsibilities by Blumberg Capital Advisors, L.L.C. ("BCA"), the general partner of BLSF. BCM may be deemed to beneficially own the securities held by BLSF by virtue of BCM's position as investment manager of BLSF.
[F9]BCM may be deemed to beneficially own the securities held by BLS by virtue of BCM's position as investment manager of BLS.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

CAMBRIDGE HEART INC

CIK 0000913443

→

Entity typeother

Related Parties

filerCIK 0001239960

Filing Metadata

Form type: 4
Filed: Dec 12, 7:00 PM ET
Accepted: Dec 13, 5:29 PM ET
Size: 25.3 KB

View on SEC.gov