4//SEC Filing
TCV IV STRATEGIC PARTNERS LP 4
Accession 0001082906-09-000031
CIK 0001065280other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 7:29 PM ET
Size
55.3 KB
Accession
0001082906-09-000031
Insider Transaction Report
Form 4
NETFLIX INCNFLX
HOAG JAY C
Director10% OwnerOther
Transactions
- Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,761→ 0 totalExercise: $22.73From: 2007-02-01Exp: 2017-02-01→ Common Stock (1,761 underlying) - Other
Common Stock
2009-11-05+62→ 248,298 total(indirect: Technology Crossover Management IV, L.L.C.) - Other
Common Stock
2009-11-05+65,427→ 69,137 total(indirect: By Trust) - Sale
Common Stock
2009-11-06$55.33/sh−69,137$3,825,184→ 0 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-11-06$22.81/sh+1,754$40,009→ 1,754 total(indirect: Jay C. Hoag) - Other
Common Stock
2009-11-05+4,106→ 41,430 total(indirect: By Trust) - Other
Common Stock
2009-11-05+47,989→ 89,419 total(indirect: By Trust) - Sale
Common Stock
2009-11-06$55.33/sh−14,349$793,896→ 0 total(indirect: By Partnership) - Gift
Common Stock
2009-05-28−1,750→ 41,569 total(indirect: By Trust) - Gift
Common Stock
2009-06-08−1,200→ 39,419 total(indirect: By Trust) - Other
Common Stock
2009-11-05+248,236→ 248,236 total(indirect: Technology Crossover Management IV, L.L.C.) - Other
Common Stock
2009-11-05+14,349→ 14,349 total(indirect: By Partnership) - Gift
Common Stock
2009-07-02−2,095→ 37,324 total(indirect: By Trust) - Sale
Common Stock
2009-11-06$55.34/sh−5,320$294,411→ 0 total(indirect: Jay C. Hoag) - Sale
Common Stock
2009-11-09$55.64/sh−79,419$4,419,119→ 10,000 total(indirect: By Trust) - Gift
Common Stock
2009-06-03−950→ 40,619 total(indirect: By Trust) - Other
Common Stock
2009-11-05−248,298→ 0 total(indirect: Technology Crossover Management IV, L.L.C.) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,805→ 0 totalExercise: $22.15From: 2007-05-01Exp: 2017-05-01→ Common Stock (1,805 underlying) - Other
Common Stock
2009-11-05−35,948→ 198,515 total(indirect: TCV IV Strategic Partners, L.P.) - Other
Common Stock
2009-11-05−964,052→ 5,323,672 total(indirect: TCV IV, L.P.) - Other
Common Stock
2009-11-05+3,710→ 3,710 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-11-06$22.73/sh+1,761$40,028→ 3,515 total(indirect: Jay C. Hoag) - Exercise/Conversion
Common Stock
2009-11-06$22.15/sh+1,805$39,981→ 5,320 total(indirect: Jay C. Hoag) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,754→ 0 totalExercise: $22.81From: 2006-10-02Exp: 2016-10-02→ Common Stock (1,754 underlying)
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
10% OwnerOther
Transactions
- Gift
Common Stock
2009-07-02−2,095→ 37,324 total(indirect: By Trust) - Other
Common Stock
2009-11-05−35,948→ 198,515 total(indirect: TCV IV Strategic Partners, L.P.) - Sale
Common Stock
2009-11-06$55.33/sh−69,137$3,825,184→ 0 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-11-06$22.73/sh+1,761$40,028→ 3,515 total(indirect: Jay C. Hoag) - Gift
Common Stock
2009-06-08−1,200→ 39,419 total(indirect: By Trust) - Other
Common Stock
2009-11-05+14,349→ 14,349 total(indirect: By Partnership) - Sale
Common Stock
2009-11-06$55.33/sh−14,349$793,896→ 0 total(indirect: By Partnership) - Exercise/Conversion
Common Stock
2009-11-06$22.81/sh+1,754$40,009→ 1,754 total(indirect: Jay C. Hoag) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,805→ 0 totalExercise: $22.15From: 2007-05-01Exp: 2017-05-01→ Common Stock (1,805 underlying) - Other
Common Stock
2009-11-05+47,989→ 89,419 total(indirect: By Trust) - Gift
Common Stock
2009-05-28−1,750→ 41,569 total(indirect: By Trust) - Other
Common Stock
2009-11-05+4,106→ 41,430 total(indirect: By Trust) - Other
Common Stock
2009-11-05+65,427→ 69,137 total(indirect: By Trust) - Other
Common Stock
2009-11-05−964,052→ 5,323,672 total(indirect: TCV IV, L.P.) - Other
Common Stock
2009-11-05+3,710→ 3,710 total(indirect: By Trust) - Other
Common Stock
2009-11-05−248,298→ 0 total(indirect: Technology Crossover Management IV, L.L.C.) - Sale
Common Stock
2009-11-09$55.64/sh−79,419$4,419,119→ 10,000 total(indirect: By Trust) - Gift
Common Stock
2009-06-03−950→ 40,619 total(indirect: By Trust) - Other
Common Stock
2009-11-05+248,236→ 248,236 total(indirect: Technology Crossover Management IV, L.L.C.) - Other
Common Stock
2009-11-05+62→ 248,298 total(indirect: Technology Crossover Management IV, L.L.C.) - Exercise/Conversion
Common Stock
2009-11-06$22.15/sh+1,805$39,981→ 5,320 total(indirect: Jay C. Hoag) - Sale
Common Stock
2009-11-06$55.34/sh−5,320$294,411→ 0 total(indirect: Jay C. Hoag) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,754→ 0 totalExercise: $22.81From: 2006-10-02Exp: 2016-10-02→ Common Stock (1,754 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,761→ 0 totalExercise: $22.73From: 2007-02-01Exp: 2017-02-01→ Common Stock (1,761 underlying)
TCV IV LP
10% OwnerOther
Transactions
- Other
Common Stock
2009-11-05+248,236→ 248,236 total(indirect: Technology Crossover Management IV, L.L.C.) - Other
Common Stock
2009-11-05+62→ 248,298 total(indirect: Technology Crossover Management IV, L.L.C.) - Sale
Common Stock
2009-11-06$55.33/sh−14,349$793,896→ 0 total(indirect: By Partnership) - Exercise/Conversion
Common Stock
2009-11-06$22.73/sh+1,761$40,028→ 3,515 total(indirect: Jay C. Hoag) - Sale
Common Stock
2009-11-09$55.64/sh−79,419$4,419,119→ 10,000 total(indirect: By Trust) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,761→ 0 totalExercise: $22.73From: 2007-02-01Exp: 2017-02-01→ Common Stock (1,761 underlying) - Gift
Common Stock
2009-05-28−1,750→ 41,569 total(indirect: By Trust) - Gift
Common Stock
2009-06-03−950→ 40,619 total(indirect: By Trust) - Gift
Common Stock
2009-07-02−2,095→ 37,324 total(indirect: By Trust) - Other
Common Stock
2009-11-05−964,052→ 5,323,672 total(indirect: TCV IV, L.P.) - Other
Common Stock
2009-11-05−248,298→ 0 total(indirect: Technology Crossover Management IV, L.L.C.) - Other
Common Stock
2009-11-05+65,427→ 69,137 total(indirect: By Trust) - Sale
Common Stock
2009-11-06$55.33/sh−69,137$3,825,184→ 0 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-11-06$22.15/sh+1,805$39,981→ 5,320 total(indirect: Jay C. Hoag) - Sale
Common Stock
2009-11-06$55.34/sh−5,320$294,411→ 0 total(indirect: Jay C. Hoag) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,805→ 0 totalExercise: $22.15From: 2007-05-01Exp: 2017-05-01→ Common Stock (1,805 underlying) - Exercise/Conversion
Common Stock
2009-11-06$22.81/sh+1,754$40,009→ 1,754 total(indirect: Jay C. Hoag) - Gift
Common Stock
2009-06-08−1,200→ 39,419 total(indirect: By Trust) - Other
Common Stock
2009-11-05−35,948→ 198,515 total(indirect: TCV IV Strategic Partners, L.P.) - Other
Common Stock
2009-11-05+3,710→ 3,710 total(indirect: By Trust) - Other
Common Stock
2009-11-05+4,106→ 41,430 total(indirect: By Trust) - Other
Common Stock
2009-11-05+14,349→ 14,349 total(indirect: By Partnership) - Other
Common Stock
2009-11-05+47,989→ 89,419 total(indirect: By Trust) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,754→ 0 totalExercise: $22.81From: 2006-10-02Exp: 2016-10-02→ Common Stock (1,754 underlying)
Transactions
- Other
Common Stock
2009-11-05−964,052→ 5,323,672 total(indirect: TCV IV, L.P.) - Other
Common Stock
2009-11-05−35,948→ 198,515 total(indirect: TCV IV Strategic Partners, L.P.) - Other
Common Stock
2009-11-05+62→ 248,298 total(indirect: Technology Crossover Management IV, L.L.C.) - Other
Common Stock
2009-11-05+4,106→ 41,430 total(indirect: By Trust) - Other
Common Stock
2009-11-05+65,427→ 69,137 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-11-06$22.73/sh+1,761$40,028→ 3,515 total(indirect: Jay C. Hoag) - Gift
Common Stock
2009-07-02−2,095→ 37,324 total(indirect: By Trust) - Other
Common Stock
2009-11-05+248,236→ 248,236 total(indirect: Technology Crossover Management IV, L.L.C.) - Other
Common Stock
2009-11-05−248,298→ 0 total(indirect: Technology Crossover Management IV, L.L.C.) - Sale
Common Stock
2009-11-06$55.33/sh−69,137$3,825,184→ 0 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-11-06$22.81/sh+1,754$40,009→ 1,754 total(indirect: Jay C. Hoag) - Gift
Common Stock
2009-06-03−950→ 40,619 total(indirect: By Trust) - Gift
Common Stock
2009-06-08−1,200→ 39,419 total(indirect: By Trust) - Sale
Common Stock
2009-11-09$55.64/sh−79,419$4,419,119→ 10,000 total(indirect: By Trust) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,754→ 0 totalExercise: $22.81From: 2006-10-02Exp: 2016-10-02→ Common Stock (1,754 underlying) - Other
Common Stock
2009-11-05+14,349→ 14,349 total(indirect: By Partnership) - Other
Common Stock
2009-11-05+47,989→ 89,419 total(indirect: By Trust) - Sale
Common Stock
2009-11-06$55.34/sh−5,320$294,411→ 0 total(indirect: Jay C. Hoag) - Other
Common Stock
2009-11-05+3,710→ 3,710 total(indirect: By Trust) - Sale
Common Stock
2009-11-06$55.33/sh−14,349$793,896→ 0 total(indirect: By Partnership) - Exercise/Conversion
Common Stock
2009-11-06$22.15/sh+1,805$39,981→ 5,320 total(indirect: Jay C. Hoag) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,761→ 0 totalExercise: $22.73From: 2007-02-01Exp: 2017-02-01→ Common Stock (1,761 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,805→ 0 totalExercise: $22.15From: 2007-05-01Exp: 2017-05-01→ Common Stock (1,805 underlying) - Gift
Common Stock
2009-05-28−1,750→ 41,569 total(indirect: By Trust)
KIMBALL RICK
10% OwnerOther
Transactions
- Gift
Common Stock
2009-06-03−950→ 40,619 total(indirect: By Trust) - Gift
Common Stock
2009-07-02−2,095→ 37,324 total(indirect: By Trust) - Other
Common Stock
2009-11-05−35,948→ 198,515 total(indirect: TCV IV Strategic Partners, L.P.) - Other
Common Stock
2009-11-05+4,106→ 41,430 total(indirect: By Trust) - Other
Common Stock
2009-11-05+65,427→ 69,137 total(indirect: By Trust) - Sale
Common Stock
2009-11-06$55.33/sh−69,137$3,825,184→ 0 total(indirect: By Trust) - Sale
Common Stock
2009-11-06$55.34/sh−5,320$294,411→ 0 total(indirect: Jay C. Hoag) - Sale
Common Stock
2009-11-09$55.64/sh−79,419$4,419,119→ 10,000 total(indirect: By Trust) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,761→ 0 totalExercise: $22.73From: 2007-02-01Exp: 2017-02-01→ Common Stock (1,761 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,805→ 0 totalExercise: $22.15From: 2007-05-01Exp: 2017-05-01→ Common Stock (1,805 underlying) - Other
Common Stock
2009-11-05+248,236→ 248,236 total(indirect: Technology Crossover Management IV, L.L.C.) - Other
Common Stock
2009-11-05+62→ 248,298 total(indirect: Technology Crossover Management IV, L.L.C.) - Other
Common Stock
2009-11-05+3,710→ 3,710 total(indirect: By Trust) - Other
Common Stock
2009-11-05−248,298→ 0 total(indirect: Technology Crossover Management IV, L.L.C.) - Other
Common Stock
2009-11-05+14,349→ 14,349 total(indirect: By Partnership) - Sale
Common Stock
2009-11-06$55.33/sh−14,349$793,896→ 0 total(indirect: By Partnership) - Exercise/Conversion
Common Stock
2009-11-06$22.73/sh+1,761$40,028→ 3,515 total(indirect: Jay C. Hoag) - Exercise/Conversion
Common Stock
2009-11-06$22.15/sh+1,805$39,981→ 5,320 total(indirect: Jay C. Hoag) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2009-11-06−1,754→ 0 totalExercise: $22.81From: 2006-10-02Exp: 2016-10-02→ Common Stock (1,754 underlying) - Other
Common Stock
2009-11-05+47,989→ 89,419 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-11-06$22.81/sh+1,754$40,009→ 1,754 total(indirect: Jay C. Hoag) - Gift
Common Stock
2009-05-28−1,750→ 41,569 total(indirect: By Trust) - Gift
Common Stock
2009-06-08−1,200→ 39,419 total(indirect: By Trust) - Other
Common Stock
2009-11-05−964,052→ 5,323,672 total(indirect: TCV IV, L.P.)
Footnotes (21)
- [F1]This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., John L. Drew, Jon Q. Reynolds, Jr. and William J.G. Griffith IV on November 9, 2009.
- [F10]Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration.
- [F11]Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F12]Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration.
- [F13]In kind pro-rata distribution from TCM IV to its members, without consideration.
- [F14]Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration.
- [F15]Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration.
- [F16]Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F17]Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration.
- [F18]Hoag has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Does not include shares held by The Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership.
- [F19]This transaction was executed in multiple trades at prices ranging from $55.34 to $55.3432. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon written request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
- [F2]Richard H. Kimball ("Kimball") is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F20]Not applicable.
- [F21]Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein.
- [F3]In kind pro-rata distribution from TCV IV, L.P. to its partners, without consideration.
- [F4]These shares are held directly by TCV IV, L.P. Jay C. Hoag ("Hoag") and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F5]Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration.
- [F6]These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV IV S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F7]In kind pro-rata distribution from TCV IV S.P. to its partners, without consideration.
- [F8]These shares are held directly by TCV IV S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F9]Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV S.P. to its partners, without consideration.
Documents
Issuer
NETFLIX INC
CIK 0001065280
Entity typeother
Related Parties
1- filerCIK 0001251071
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 7:29 PM ET
- Size
- 55.3 KB