4//SEC Filing
WALKER INNOVATION INC. 4
Accession 0001083763-15-000111
CIK 0001294649operating
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 2:08 PM ET
Size
9.1 KB
Accession
0001083763-15-000111
Insider Transaction Report
Form 4
WALKER JAY S
DirectorExecutive Chairman10% Owner
Transactions
- Purchase
Common Stock
2015-09-04$0.45/sh+3,360$1,512→ 252,895 total - Purchase
Common Stock
2015-09-08$0.46/sh+4,320$1,987→ 257,215 total
Holdings
- 14,999,000(indirect: By LLC)
Series B Convertible Preferred Stock
→ Common Stock (14,999,000 underlying) - 2,358,500(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The purchase of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on March 19, 2015.
- [F2]The Reporting Person is the sole member of JSW Investments, LLC, which is the managing member of Walker Digital, LLC; therefore the reporting person may be deemed to indirectly beneficially own the Issuer shares owned by Walker Digital, LLC.
- [F3]Each share of Series B Convertible Preferred Stock is convertible, at the option of the reporting person, at any time and from time to time, into one (1) share of Issuer's Common Stock.
Documents
Issuer
WALKER INNOVATION INC.
CIK 0001294649
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001294649
Filing Metadata
- Form type
- 4
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 2:08 PM ET
- Size
- 9.1 KB