WALKER INNOVATION INC. 4
4 · WALKER INNOVATION INC. · Filed Sep 24, 2015
Insider Transaction Report
Form 4
WALKER JAY S
DirectorExecutive Chairman10% Owner
Transactions
- Purchase
Common Stock
2015-09-22$0.34/sh+4,000$1,368→ 276,335 total
Holdings
- 2,358,500(indirect: By LLC)
Common Stock
- 14,999,000(indirect: By LLC)
Series B Convertible Preferred Stock
→ Common Stock (14,999,000 underlying)
Footnotes (3)
- [F1]The purchase of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on March 19, 2015.
- [F2]The Reporting Person is the sole member of JSW Investments, LLC, which is the managing member of Walker Digital, LLC; therefore the reporting person may be deemed to indirectly beneficially own the Issuer shares owned by Walker Digital, LLC.
- [F3]Each share of Series B Convertible Preferred Stock is convertible, at the option of the reporting person, at any time and from time to time, into one (1) share of Issuer's Common Stock.