Home/Filings/4/0001085037-23-000058
4//SEC Filing

LAZARAN FRANK 4

Accession 0001085037-23-000058

CIK 0001532390other

Filed

May 1, 8:00 PM ET

Accepted

May 2, 3:32 PM ET

Size

12.6 KB

Accession

0001085037-23-000058

Insider Transaction Report

Form 4
Period: 2023-04-30
Transactions
  • Award

    Common Stock

    2023-04-30+55563,000 total
Holdings
  • Stock Options

    Exercise: $16.35From: 2021-03-31Exp: 2031-03-31Common (3,333 underlying)
    9,999
  • Common Stock

    62,445
  • Stock Options

    Exercise: $7.95From: 2020-04-03Exp: 2030-04-02Common (6,666 underlying)
    6,666
  • Stock Options

    Exercise: $3.75From: 2023-11-16Exp: 2032-11-16Common (11,666 underlying)
    88,331
  • Warrants

    Exercise: $18.75From: 2021-09-30Exp: 2024-07-06Common (3,333 underlying)
    3,333
  • Stock Options

    Exercise: $6.42From: 2023-07-29Exp: 2032-07-29Common (66,666 underlying)
    76,665
Footnotes (6)
  • [F1]One third vest on each anniversary of the date of grant.
  • [F2]50% vest on March 31, 2022 and 50% vest on March 31, 2023.
  • [F3]50% vest on July 29, 2023 and 50% vest on July 29, 2024.
  • [F4]50% vest on November 16, 2023 and 50% vest on November 16, 2024.
  • [F5]These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2023 upon vesting.
  • [F6]Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.

Issuer

ALKALINE WATER Co INC

CIK 0001532390

Entity typeother

Related Parties

1
  • filerCIK 0001221888

Filing Metadata

Form type
4
Filed
May 1, 8:00 PM ET
Accepted
May 2, 3:32 PM ET
Size
12.6 KB