4//SEC Filing
LAZARAN FRANK 4
Accession 0001085037-23-000065
CIK 0001532390other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 4:13 PM ET
Size
12.5 KB
Accession
0001085037-23-000065
Insider Transaction Report
Form 4
LAZARAN FRANK
Director
Transactions
- Award
Common Stock
2023-05-16+16,666→ 79,666 total
Holdings
- 9,999
Stock Options
Exercise: $16.35From: 2021-03-31Exp: 2031-03-31→ Common (3,333 underlying) - 88,331
Stock Options
Exercise: $3.75From: 2023-11-16Exp: 2032-11-16→ Common (11,666 underlying) - 63,000
Common Stock
- 6,666
Stock Options
Exercise: $7.95From: 2020-04-03Exp: 2030-04-02→ Common (6,666 underlying) - 3,333
Warrants
Exercise: $18.75From: 2021-09-30Exp: 2024-07-06→ Common (3,333 underlying) - 76,665
Stock Options
Exercise: $6.42From: 2023-07-29Exp: 2032-07-29→ Common (66,666 underlying)
Footnotes (6)
- [F1]One third vest on each anniversary of the date of grant.
- [F2]50% vest on March 31, 2022 and 50% vest on March 31, 2023.
- [F3]50% vest on July 29, 2023 and 50% vest on July 29, 2024.
- [F4]50% vest on November 16, 2023 and 50% vest on November 16, 2024.
- [F5]These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting.
- [F6]Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.
Documents
Issuer
ALKALINE WATER Co INC
CIK 0001532390
Entity typeother
Related Parties
1- filerCIK 0001221888
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 4:13 PM ET
- Size
- 12.5 KB