4//SEC Filing
Wallberg Terrance K 4
Accession 0001086377-13-000002
CIK 0001168220other
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 6:01 PM ET
Size
10.4 KB
Accession
0001086377-13-000002
Insider Transaction Report
Form 4
ULURU INC.ULUR
Wallberg Terrance K
Chief Financial Officer
Transactions
- Purchase
Common Stock
2013-03-14$0.40/sh+100,000$40,000→ 124,257 total - Purchase
Warrant
2013-03-14$0.60/sh+60,000$36,000→ 60,000 totalExercise: $0.60From: 2013-09-10Exp: 2018-03-14→ Common Stock (60,000 underlying)
Holdings
- 13,334
Employee Stock Option (Right to Buy)
Exercise: $14.25Exp: 2016-12-06→ Common Stock (13,334 underlying) - 5,334
Employee Stock Option (Right to Buy)
Exercise: $34.65Exp: 2018-02-12→ Common Stock (5,334 underlying)
Footnotes (3)
- [F1]On March 14, 2013, Mr. Wallberg purchased from the Company 100,000 shares of common stock at a price of $0.40 per share. The purchase will take place at the following four closings over the next twelve months: (i) 20,000 shares of common stock will be purchased at a price of $8,000 at the initial closing on March 14, 2013, (ii) 25,000 shares of common stock will be purchased at a price of $10,000 on July 14, 2013, (iii) 30,000 shares of common stock will be purchased at a price of $12,000 on November 14, 2013, and (iv) 25,000 shares of common stock will be purchased at a price of $10,000 on March 14, 2014. In connection with his purchase of the Company's common stock, Mr. Wallberg was also issued a warrant to acquire up to 60,000 shares of the Company's common stock at a fixed exercise price of $0.60 per share. The warrant will become exercisable on September 10, 2013 subject to payment of the sums described above and has an expiration date of March 14, 2018.
- [F2]These employee stock options became fully vested on December 6, 2010.
- [F3]These employee stock options became fully vested on February 12, 2012.
Documents
Issuer
ULURU INC.
CIK 0001168220
Entity typeother
Related Parties
1- filerCIK 0001372353
Filing Metadata
- Form type
- 4
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 6:01 PM ET
- Size
- 10.4 KB