LACORTE BLAIR 4
4 · AEye, Inc. · Filed Oct 17, 2022
Insider Transaction Report
Form 4
AEye, Inc.LIDR
LACORTE BLAIR
DirectorChief Executive Officer
Transactions
- Tax Payment
Common Stock
2022-10-15$0.90/sh−11,893$10,656→ 2,722,630 total - Sale
Common Stock
2022-10-17$0.90/sh−12,093$10,860→ 2,722,630 total - Exercise/Conversion
Stock Option (Right to Buy)
2022-10-17−12,093→ 12,144 totalExercise: $0.17From: 2021-08-16Exp: 2028-09-17→ Common Stock (12,093 underlying) - Exercise/Conversion
Common Stock
2022-10-17$0.17/sh+12,093$2,056→ 2,734,723 total
Footnotes (3)
- [F1]The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
- [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on May 20, 2022.
- [F3]This transaction was executed in multiple trades at prices ranging from $0.8687 to $0.9408. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.