5//SEC Filing
DIAMOND ENTERTAINMENT CORP 5
Accession 0001090002-04-000010
CIK 0000847420operating
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 6:56 PM ET
Size
39.4 KB
Accession
0001090002-04-000010
Insider Transaction Report
Form 5
LU JAMES K T
DirectorPresident & CEO
Transactions
- Other
Common Stock
2001-08-14$0.01/sh+12,343,150$61,716→ 18,688,110 total - Other
Common Stock Options
2001-07-24−1,000,000→ 0 totalExercise: $0.05From: 2001-07-24Exp: 2004-05-24→ Common Stock (1,000,000 underlying) - Other
Common Stock Options
2003-03-31−2,000,000→ 0 totalExercise: $0.01From: 2001-07-24Exp: 2003-03-31→ Common Stock (2,000,000 underlying) - Other
Common Stock Options
2000-03-31−4,000,000→ 0 totalExercise: $0.10From: 2000-03-31Exp: 2003-03-31→ Common Stock (4,000,000 underlying) - Other
Common Stock Options
2001-07-24−600,000→ 0 totalExercise: $0.25From: 2001-07-24Exp: 2002-04-22→ Common Stock (600,000 underlying) - Other
Common Stock Options
2001-07-24+3,500,000→ 3,500,000 totalExercise: $0.01Exp: 2004-05-24→ Common Stock (3,500,000 underlying) - Other
Common Stock Options
2001-11-16+14,500,000→ 14,500,000 totalExercise: $0.01Exp: 2006-11-15→ Common Stock (14,500,000 underlying) - Other
Common Stock Options
2001-07-24−2,000,000→ 0 totalExercise: $0.10From: 2001-07-24Exp: 2003-03-31→ Common Stock (2,000,000 underlying) - Other
Common Stock Options
2001-07-24−2,500,000→ 0 totalExercise: $0.10From: 2001-07-24Exp: 2004-05-24→ Common Stock (2,500,000 underlying) - Other
Common Stock Options
2001-07-24−3,000,000→ 0 totalExercise: $0.10From: 2001-07-24Exp: 2005-03-31→ Common Stock (3,000,000 underlying) - Other
Common Stock Options
2001-07-13+20,000,000→ 20,000,000 totalExercise: $0.01Exp: 2004-07-12→ Common Stock (20,000,000 underlying)
Holdings
- 209,287
Preferred Stock
Footnotes (7)
- [F1]The reported securities were issued upon conversion of a loan between the Reporting Person and the Issuer.
- [F2]Each share of preferred stock owned by the reporting Person may be converted into 1.95 shares of common stock.
- [F3]The reported securities were cancelled.
- [F4]The reported securities were previously cancelled on 7/24/2001 and reissued on same date at a lower exercise price.
- [F5]The reported securities were issued to the Reporting Person in connection with the Issuer's 2001 Stock Compensation Plan.
- [F6]The reported securities were granted in consideration of the Reporting Person waiving his rights to exercise 29,000,000 of his outstanding stock options and for his part in completing the sale of the issuer's Series B preferred shares.
- [F7]Rights to exercise an aggregate of 41,600,000 common stock options have been waived by the Reporting Person until such time as the Issuer meets the stock reserve requirements of its convertible Series B preferred shares.
Documents
Issuer
DIAMOND ENTERTAINMENT CORP
CIK 0000847420
Entity typeoperating
IncorporatedNJ
Related Parties
1- filerCIK 0000847420
Filing Metadata
- Form type
- 5
- Filed
- Jan 8, 7:00 PM ET
- Accepted
- Jan 9, 6:56 PM ET
- Size
- 39.4 KB