THAIN JOHN A 4

What Happened
John A. Thain, a director of Uber Technologies, had 297 restricted stock units (RSUs) that vested and converted into 297 common shares on January 16, 2026. The Form 4 records an acquisition (conversion) of 297 shares and a corresponding disposition entry for 297 shares (transaction code M — exercise/conversion of derivative). The disposition is reported at $0.00 per share on the filing.

Key Details

• Transaction date: January 16, 2026; Form 4 filed January 21, 2026 (filing was late relative to the usual 2-business-day SEC deadline).
• Reported transactions: conversion of 297 RSUs into 297 shares (acquired) and a contemporaneous disposition of 297 shares (both coded M). Disposal reported price: $0.00.
• Shares owned after the transaction: not specified in the provided filing excerpt.
• Relevant footnotes: F1 — RSUs convert one-for-one into common stock. F2 — 297 RSUs were granted Jan 10, 2026, were 100% vested at grant, and became payable in cash or common stock at the issuer’s election on Jan 16, 2026.

Context
This filing reflects RSU conversion/settlement rather than an open-market buy or sell by the director. Immediate acquisition-plus-disposition entries commonly reflect company settlement elections and tax/withholding mechanics for equity awards; the filing itself reports the mechanics but does not indicate trading intent. The late filing is a compliance issue and is noted on the Form 4.