THAIN JOHN A 4

What Happened

• John A. Thain, a director of Uber Technologies, was granted 338 restricted stock units (RSUs) on April 10, 2026. The Form 4 reports the award as 338 shares at $0.00 (an equity award/derivative), i.e., no cash purchase price was paid by the insider. The RSUs were 100% vested as of the grant date and will be paid in cash or common stock on a one-for-one basis at the issuer’s election on April 16, 2026.

Key Details

• Transaction date: 2026-04-10 (Grant of 338 RSUs); reported on Form 4 filed 2026-04-14.
• Reported price/value on Form 4: $0.00 (award); actual payout value depends on Uber’s stock price if paid in shares or cash on payout date.
• Shares owned after transaction: Not specified in the provided filing excerpt.
• Footnote: RSUs granted under the Uber RSU Conversion and Deferral Program for Directors; fully vested at grant and payable in cash or stock one-for-one on April 16, 2026.
• Timeliness: The grant occurred 2026-04-10 and the Form 4 was filed 2026-04-14. Form 4s are generally due within two business days of a reportable transaction, so this filing was submitted after that typical window.

Context

• RSU awards to directors are routine compensation and differ from open-market purchases or sales; they do not necessarily signal the insider’s view of the stock. Because these RSUs are fully vested but payable at the issuer’s election, the economic value to Thain will be set when Uber elects cash or stock on April 16, 2026.