Apodaca Steven E. 4
4 · CHARTER COMMUNICATIONS, INC. /MO/ · Filed Apr 28, 2011
Insider Transaction Report
Form 4
Apodaca Steven E.
SVP - Division President, West
Transactions
- Award
Performance-Vesting Stock Options
2011-04-26+30,333→ 99,333 totalExercise: $55.12From: 2012-04-26Exp: 2021-04-26→ Class A Common Stock (30,333 underlying) - Award
Performance-Vesting Stock Options
2011-04-26+30,333→ 129,666 totalExercise: $55.12From: 2012-12-31Exp: 2021-04-26→ Class A Common Stock (30,333 underlying) - Award
Time-Vesting Stock Options
2011-04-26+39,000→ 69,000 totalExercise: $55.12From: 2012-04-26Exp: 2021-04-26→ Class A Common Stock (39,000 underlying) - Award
Performance-Vesting Stock Options
2011-04-26+30,334→ 160,000 totalExercise: $55.12From: 2013-12-31Exp: 2021-04-26→ Class A Common Stock (30,334 underlying)
Footnotes (4)
- [F1]Grant of Stock Options on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. One-third will become exercisable in four equal installments on each of the first four anniversaries of April 26, 2011; one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2011; and one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2012.
- [F2]One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after January 26, 2012; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after January 26, 2012; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after January 26, 2012.
- [F3]One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after September 30, 2012; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after September 30, 2012; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after September 30, 2012.
- [F4]One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after September 30, 2013; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after September 30, 2013; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after September 30, 2013.