Apodaca Steven E. 4

Accession 0001091667-11-000061

CIK 0001091667other

View on SEC.gov Company Profile

Filed

Apr 27, 8:00 PM ET

Accepted

Apr 28, 4:53 PM ET

Size

14.3 KB

Accession

0001091667-11-000061

Insider Transaction Report

Form 4

Period: 2011-04-26

CHARTER COMMUNICATIONS, INC. /MO/CHTR

Apodaca Steven E.

SVP - Division President, West

Transactions

Award
Performance-Vesting Stock Options
2011-04-26+30,333→ 99,333 total
Exercise: $55.12From: 2012-04-26Exp: 2021-04-26→ Class A Common Stock (30,333 underlying)
Award
Performance-Vesting Stock Options
2011-04-26+30,333→ 129,666 total
Exercise: $55.12From: 2012-12-31Exp: 2021-04-26→ Class A Common Stock (30,333 underlying)
Award
Time-Vesting Stock Options
2011-04-26+39,000→ 69,000 total
Exercise: $55.12From: 2012-04-26Exp: 2021-04-26→ Class A Common Stock (39,000 underlying)
Award
Performance-Vesting Stock Options
2011-04-26+30,334→ 160,000 total
Exercise: $55.12From: 2013-12-31Exp: 2021-04-26→ Class A Common Stock (30,334 underlying)

Footnotes (4)

[F1]Grant of Stock Options on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. One-third will become exercisable in four equal installments on each of the first four anniversaries of April 26, 2011; one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2011; and one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2012.
[F2]One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after January 26, 2012; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after January 26, 2012; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after January 26, 2012.
[F3]One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after September 30, 2012; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after September 30, 2012; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after September 30, 2012.
[F4]One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after September 30, 2013; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after September 30, 2013; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after September 30, 2013.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

CHARTER COMMUNICATIONS, INC. /MO/

CIK 0001091667

→

Entity typeother

Related Parties

filerCIK 0001452420

Filing Metadata

Form type: 4
Filed: Apr 27, 8:00 PM ET
Accepted: Apr 28, 4:53 PM ET
Size: 14.3 KB

View on SEC.gov