Heneghan James M 4
4 · CHARTER COMMUNICATIONS, INC. /MO/ · Filed May 16, 2013
Insider Transaction Report
Form 4
Heneghan James M
President, Charter Media
Transactions
- Sale
Class A Common Stock
2013-05-14$113.73/sh−22,800$2,592,998→ 19,450 total - Exercise/Conversion
Class A Common Stock
2013-05-14$55.12/sh+22,800$1,256,736→ 42,250 total - Sale
Class A Common Stock
2013-05-14$113.74/sh−3,500$398,083→ 15,950 total - Exercise/Conversion
Performance-Vesting Stock Options
2013-05-14$55.12/sh−22,800$1,256,736→ 68,200 totalExercise: $55.12From: 2012-04-26Exp: 2021-04-26→ Class A Common Stock (22,800 underlying)
Footnotes (4)
- [F1]Exercise of a portion of vested stock options granted on 4/26/2011. One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) on each of the following: commencing on or after January 26, 2012, commencing on or after September 30, 2012 and commencing on or after September 30, 2013; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share on each of the following: commencing on or after January 26, 2012, commencing September 30, 2012 and commencing September 30, 2013; and, one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share on each of the following: commencing on or after January 26, 2012, commencing September 30, 2012 and commencing September 30, 2013.
- [F2]Sale of stock options reported as exercised in Footnotes 1 and 2.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.63 to $113.85, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.7 to $113.85, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.