4//SEC Filing
Dykhouse Richard R 4
Accession 0001091667-21-000091
CIK 0001091667other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 4:59 PM ET
Size
17.2 KB
Accession
0001091667-21-000091
Insider Transaction Report
Form 4
Dykhouse Richard R
SVP/Gen Counsel/Corp Secretary
Transactions
- Tax Payment
Class A Common Stock
2021-05-18$683.43/sh−8,737$5,971,128→ 5,702 total - Sale
Class A Common Stock
2021-05-18$683.20/sh−11,147$7,615,647→ 0 total - Exercise/Conversion
Stock Options
2021-05-18−14,439→ 0 totalExercise: $183.87From: 2019-01-15Exp: 2026-01-15→ Class A Common Stock (14,439 underlying) - Exercise/Conversion
Class A Common Stock
2021-05-18$221.25/sh+15,000$3,318,713→ 20,702 total - Exercise/Conversion
Class A Common Stock
2021-05-18$183.87/sh+14,439$2,654,899→ 14,439 total - Exercise/Conversion
Stock Options
2021-05-18−15,000→ 138,714 totalExercise: $221.25Exp: 2026-06-17→ Class A Common Stock (15,000 underlying) - Tax Payment
Class A Common Stock
2021-05-18$683.91/sh−9,555$6,534,760→ 11,147 total
Holdings
- 6,383(indirect: By Trust)
Class A Common Stock
Footnotes (5)
- [F1]Exercise of Stock Options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2019. Such options would have terminated 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement.
- [F2]Withholding of securities for the purpose of paying the exercise price and paying taxes.
- [F3]Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 30,742 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 30,743 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $682.76 to $683.61, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]By revocable trust for the benefit of the reporting person's spouse.
Documents
Issuer
CHARTER COMMUNICATIONS, INC. /MO/
CIK 0001091667
Entity typeother
Related Parties
1- filerCIK 0001510102
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 4:59 PM ET
- Size
- 17.2 KB