4//SEC Filing
Bickham John 4
Accession 0001091667-21-000110
CIK 0001091667other
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 4:13 PM ET
Size
17.0 KB
Accession
0001091667-21-000110
Insider Transaction Report
Form 4
Bickham John
EVP/Chief Operating Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2021-06-17$691.87/sh+5,025$3,476,647→ 47,835 total - Exercise/Conversion
Class A Common Stock
2021-06-17$691.87/sh+21,768$15,060,626→ 52,898 total - Tax Payment
Class A Common Stock
2021-06-17$691.87/sh−2,329$1,611,365→ 45,506 total - Sale
Class A Common Stock
2021-06-17$685.13/sh−14,376$9,849,381→ 31,130 total - Exercise/Conversion
Restricted Stock Units
2021-06-17−5,025→ 0 total→ Class A Common Stock (5,025 underlying) - Tax Payment
Class A Common Stock
2021-06-17$691.87/sh−10,088$6,979,585→ 42,810 total - Exercise/Conversion
Restricted Stock Units
2021-06-17−21,768→ 0 total→ Class A Common Stock (21,768 underlying)
Footnotes (7)
- [F1]Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.
- [F2]Includes shares held jointly with Kathy L. Bickham.
- [F3]Withholding of securities for the purpose of paying taxes.
- [F4]Vesting of portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of 6/17/2016 subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.
- [F5]Shares sold pursuant to a 10b5-1 plan.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $680.41 to $690.22, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F7]Restricted Stock Units convert into common stock on a one-for-one basis.
Documents
Issuer
CHARTER COMMUNICATIONS, INC. /MO/
CIK 0001091667
Entity typeother
Related Parties
1- filerCIK 0001548771
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 4:13 PM ET
- Size
- 17.0 KB