4//SEC Filing
Hargis Jonathan 4
Accession 0001091667-21-000136
CIK 0001091667other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 4:14 PM ET
Size
11.1 KB
Accession
0001091667-21-000136
Insider Transaction Report
Form 4
Hargis Jonathan
EVP/Chief Marketing Officer
Transactions
- Tax Payment
Class A Common Stock
2021-08-03$764.99/sh−12,746$9,750,563→ 15,158 total - Exercise/Conversion
Stock Options
2021-08-03−20,000→ 15,350 totalExercise: $221.25Exp: 2026-06-17→ Class A Common Stock (20,000 underlying) - Exercise/Conversion
Class A Common Stock
2021-08-03$221.25/sh+20,000$4,424,960→ 27,904 total - Sale
Class A Common Stock
2021-08-03$764.94/sh−7,254$5,548,860→ 7,904 total
Footnotes (3)
- [F1]Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
- [F2]Withholding of securities for the purpose of paying the exercise price and paying taxes.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $764.37 to $765.01, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Documents
Issuer
CHARTER COMMUNICATIONS, INC. /MO/
CIK 0001091667
Entity typeother
Related Parties
1- filerCIK 0001546356
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 4:14 PM ET
- Size
- 11.1 KB