4//SEC Filing
Bickham John 4
Accession 0001091667-21-000140
CIK 0001091667other
Filed
Sep 6, 8:00 PM ET
Accepted
Sep 7, 4:21 PM ET
Size
17.2 KB
Accession
0001091667-21-000140
Insider Transaction Report
Form 4
Bickham John
EVP/Chief Operating Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2021-09-02$221.25/sh+200$44,250→ 200 total(indirect: By Trust) - Exercise/Conversion
Stock Options
2021-09-03−200→ 195,710 total(indirect: By Trust)Exercise: $221.25Exp: 2026-06-17→ Class A Common Stock (200 underlying) - Exercise/Conversion
Class A Common Stock
2021-09-02$221.25/sh+23,000$5,088,704→ 54,130 total - Sale
Class A Common Stock
2021-09-02$825.14/sh−200$165,029→ 0 total(indirect: By Trust) - Sale
Class A Common Stock
2021-09-02$824.30/sh−9,032$7,445,057→ 31,130 total - Exercise/Conversion
Stock Options
2021-09-02−23,000→ 55,364 totalExercise: $221.25Exp: 2026-06-17→ Class A Common Stock (23,000 underlying) - Tax Payment
Class A Common Stock
2021-09-02$825.16/sh−13,968$11,525,835→ 40,162 total
Footnotes (6)
- [F1]Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
- [F2]Includes shares held jointly with Kathy L. Bickham.
- [F3]Withholding of securities for the purpose of paying the exercise price and paying taxes.
- [F4]Shares sold pursuant to a 10b5-1 plan.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $823.250 to $824.84, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $825.14 to $825.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Documents
Issuer
CHARTER COMMUNICATIONS, INC. /MO/
CIK 0001091667
Entity typeother
Related Parties
1- filerCIK 0001548771
Filing Metadata
- Form type
- 4
- Filed
- Sep 6, 8:00 PM ET
- Accepted
- Sep 7, 4:21 PM ET
- Size
- 17.2 KB