4//SEC Filing
HAPPEL MARVIN H 4
Accession 0001091862-03-000139
CIK 0001091862other
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 10:47 AM ET
Size
23.7 KB
Accession
0001091862-03-000139
Insider Transaction Report
Form 4
HAPPEL MARVIN H
Other
Transactions
- Other
NQ Stock Option (Right to Buy)
2003-10-20$5.85/sh+45,000$263,250→ 45,000 totalExercise: $5.85From: 2004-10-20Exp: 2013-11-19→ Common Stock (45,000 underlying) - Other
Common Stock
2003-10-22+585.095→ 1,105.012 total(indirect: By Trust) - Other
Common Stock
2003-10-22+497.143→ 5,005.444 total(indirect: DRIP) - Other
Common Stock
2003-10-22+2,565.023→ 5,697.468 total(indirect: ESPP) - Other
Common Stock
2003-10-22+797→ 31,166.39 total(indirect: By Trust) - Other
Common Stock
2003-10-22+670→ 25,641.21 total(indirect: By Trust)
Holdings
- 12,626
ISO Stock Option (Right to Buy)
Exercise: $7.92From: 2003-10-23Exp: 2011-10-23→ Common Stock (12,626 underlying) - 27,584
ISO Stock Option (Right to Buy)
Exercise: $14.50From: 1999-08-04Exp: 2006-08-21→ Common Stock (27,584 underlying) - 36,207
NQ Stock Option (Right to Buy)
Exercise: $7.25From: 2003-10-22Exp: 2012-11-21→ Common Stock (36,207 underlying) - 3,048
NQ Stock Option (Right to Buy)
Exercise: $19.31From: 1999-08-04Exp: 2003-11-20→ Common Stock (3,048 underlying) - 47,374
NQ Stock Option (Right to Buy)
Exercise: $7.92From: 2002-10-23Exp: 2011-11-22→ Common Stock (47,374 underlying) - 43,654
NQ Stock Option (Right to Buy)
Exercise: $6.38From: 2004-01-21Exp: 2013-02-20→ Common Stock (43,654 underlying) - 75,000
NQ Stock Option (Right to Buy)
Exercise: $8.16From: 2001-10-31Exp: 2010-11-30→ Common Stock (75,000 underlying) - 31,346
ISO Stock Option (Right to Buy)
Exercise: $6.38From: 2005-01-21Exp: 2013-01-21→ Common Stock (31,346 underlying) - 5,952
ISO Stock Option (Right to Buy)
Exercise: $19.31From: 1999-08-04Exp: 2003-10-20→ Common Stock (5,952 underlying) - 188,015
NQ Stock Option (Right to Buy)
Exercise: $8.34From: 2000-10-19Exp: 2009-11-19→ Common Stock (188,015 underlying) - 13,793
ISO Stock Option (Right to Buy)
Exercise: $7.25From: 2004-10-22Exp: 2012-10-22→ Common Stock (13,793 underlying) - 11,985
ISO Stock Option (Right to Buy)
Exercise: $8.34From: 2002-10-19Exp: 2009-10-19→ Common Stock (11,985 underlying) - 40,000
NQ Stock Option (Right to Buy)
Exercise: $14.34From: 1999-08-05Exp: 2008-11-14→ Common Stock (40,000 underlying) - 72,244
NQ Stock Option (Right to Buy)
Exercise: $14.50From: 1999-08-04Exp: 2006-09-21→ Common Stock (72,244 underlying) - 20,000
NQ Stock Option (Right to Buy)
Exercise: $16.88From: 1999-08-04Exp: 2006-11-16→ Common Stock (20,000 underlying) - 21,339
Common Stock
Footnotes (6)
- [F1]These shares were acquired during the fiscal year pursuant to the Registrant's Dividend Reinvestment Plan and through the reinvestment of dividends paid on the shares in this fund.
- [F2]These shares were acquired during the fiscal year pursuant to the Registrant's ESOP Plan and through reinvestment of dividends paid on the shares in this fund.
- [F3]These shares were acquired during the fiscal year pursuant to the 1988 Long Term Incentive Plan and through reinvestment of dividends paid on the shares in this fund.
- [F4]These shares were acquired during the fiscal year pursuant to the 1988 Long Term Incentive Plan and through reinvestment of dividends paid on the shares in this fund.
- [F5]These shares represent the 10/22/03 balance in the individual's Crompton Corporation 2002 Employee Stock Purchase Plan (ESPP).
- [F6]Option will vest as follows: 50% per year for 2 years; 22,500 on 10/20/2004 and 22,500 on 10/20/2005
Documents
Issuer
CROMPTON CORP
CIK 0001091862
Entity typeother
Related Parties
1- filerCIK 0001192143
Filing Metadata
- Form type
- 4
- Filed
- Oct 21, 8:00 PM ET
- Accepted
- Oct 22, 10:47 AM ET
- Size
- 23.7 KB