Home/Filings/4/0001091862-03-000139
4//SEC Filing

HAPPEL MARVIN H 4

Accession 0001091862-03-000139

CIK 0001091862other

Filed

Oct 21, 8:00 PM ET

Accepted

Oct 22, 10:47 AM ET

Size

23.7 KB

Accession

0001091862-03-000139

Insider Transaction Report

Form 4
Period: 2003-10-20
Transactions
  • Other

    NQ Stock Option (Right to Buy)

    2003-10-20$5.85/sh+45,000$263,25045,000 total
    Exercise: $5.85From: 2004-10-20Exp: 2013-11-19Common Stock (45,000 underlying)
  • Other

    Common Stock

    2003-10-22+585.0951,105.012 total(indirect: By Trust)
  • Other

    Common Stock

    2003-10-22+497.1435,005.444 total(indirect: DRIP)
  • Other

    Common Stock

    2003-10-22+2,565.0235,697.468 total(indirect: ESPP)
  • Other

    Common Stock

    2003-10-22+79731,166.39 total(indirect: By Trust)
  • Other

    Common Stock

    2003-10-22+67025,641.21 total(indirect: By Trust)
Holdings
  • ISO Stock Option (Right to Buy)

    Exercise: $7.92From: 2003-10-23Exp: 2011-10-23Common Stock (12,626 underlying)
    12,626
  • ISO Stock Option (Right to Buy)

    Exercise: $14.50From: 1999-08-04Exp: 2006-08-21Common Stock (27,584 underlying)
    27,584
  • NQ Stock Option (Right to Buy)

    Exercise: $7.25From: 2003-10-22Exp: 2012-11-21Common Stock (36,207 underlying)
    36,207
  • NQ Stock Option (Right to Buy)

    Exercise: $19.31From: 1999-08-04Exp: 2003-11-20Common Stock (3,048 underlying)
    3,048
  • NQ Stock Option (Right to Buy)

    Exercise: $7.92From: 2002-10-23Exp: 2011-11-22Common Stock (47,374 underlying)
    47,374
  • NQ Stock Option (Right to Buy)

    Exercise: $6.38From: 2004-01-21Exp: 2013-02-20Common Stock (43,654 underlying)
    43,654
  • NQ Stock Option (Right to Buy)

    Exercise: $8.16From: 2001-10-31Exp: 2010-11-30Common Stock (75,000 underlying)
    75,000
  • ISO Stock Option (Right to Buy)

    Exercise: $6.38From: 2005-01-21Exp: 2013-01-21Common Stock (31,346 underlying)
    31,346
  • ISO Stock Option (Right to Buy)

    Exercise: $19.31From: 1999-08-04Exp: 2003-10-20Common Stock (5,952 underlying)
    5,952
  • NQ Stock Option (Right to Buy)

    Exercise: $8.34From: 2000-10-19Exp: 2009-11-19Common Stock (188,015 underlying)
    188,015
  • ISO Stock Option (Right to Buy)

    Exercise: $7.25From: 2004-10-22Exp: 2012-10-22Common Stock (13,793 underlying)
    13,793
  • ISO Stock Option (Right to Buy)

    Exercise: $8.34From: 2002-10-19Exp: 2009-10-19Common Stock (11,985 underlying)
    11,985
  • NQ Stock Option (Right to Buy)

    Exercise: $14.34From: 1999-08-05Exp: 2008-11-14Common Stock (40,000 underlying)
    40,000
  • NQ Stock Option (Right to Buy)

    Exercise: $14.50From: 1999-08-04Exp: 2006-09-21Common Stock (72,244 underlying)
    72,244
  • NQ Stock Option (Right to Buy)

    Exercise: $16.88From: 1999-08-04Exp: 2006-11-16Common Stock (20,000 underlying)
    20,000
  • Common Stock

    21,339
Footnotes (6)
  • [F1]These shares were acquired during the fiscal year pursuant to the Registrant's Dividend Reinvestment Plan and through the reinvestment of dividends paid on the shares in this fund.
  • [F2]These shares were acquired during the fiscal year pursuant to the Registrant's ESOP Plan and through reinvestment of dividends paid on the shares in this fund.
  • [F3]These shares were acquired during the fiscal year pursuant to the 1988 Long Term Incentive Plan and through reinvestment of dividends paid on the shares in this fund.
  • [F4]These shares were acquired during the fiscal year pursuant to the 1988 Long Term Incentive Plan and through reinvestment of dividends paid on the shares in this fund.
  • [F5]These shares represent the 10/22/03 balance in the individual's Crompton Corporation 2002 Employee Stock Purchase Plan (ESPP).
  • [F6]Option will vest as follows: 50% per year for 2 years; 22,500 on 10/20/2004 and 22,500 on 10/20/2005

Issuer

CROMPTON CORP

CIK 0001091862

Entity typeother

Related Parties

1
  • filerCIK 0001192143

Filing Metadata

Form type
4
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 10:47 AM ET
Size
23.7 KB