HAPPEL MARVIN H 4

Accession 0001091862-04-000046

CIK 0001091862other

View on SEC.gov Company Profile

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 2:21 PM ET

Size

25.4 KB

Accession

0001091862-04-000046

Insider Transaction Report

Form 4

Period: 2004-01-20

CROMPTON CORPCK

HAPPEL MARVIN H

Other

Transactions

Other
Common Stock
2004-01-20+163.728→ 5,169.173 total(indirect: DRIP)
Other
Common Stock
2004-01-20+220→ 25,861.21 total(indirect: By Trust)
Other
ISO Stock Option (Right to Buy)
2004-01-20−5,952→ 0 total
Exercise: $19.31From: 1999-08-04Exp: 2003-10-20→ Common Stock (5,952 underlying)
Other
Common Stock
2004-01-20+813.247→ 6,510.715 total(indirect: ESPP)
Other
Common Stock
2004-01-20+25,000→ 25,000 total(indirect: Restricted Stock Account)
Other
NQ Stock Option (Right to Buy)
2004-01-20−3,048→ 0 total
Exercise: $19.31From: 1999-08-04Exp: 2003-11-20→ Common Stock (3,048 underlying)
Other
Common Stock
2004-01-20−24.298→ 1,080.714 total(indirect: By Trust)
Other
Common Stock
2004-01-20+406→ 31,572.39 total(indirect: By Trust)

Holdings

NQ Stock Option (Right to Buy)
Exercise: $6.38From: 2004-01-21Exp: 2013-02-20→ Common Stock (43,654 underlying)
43,654
NQ Stock Option (Right to Buy)
Exercise: $14.34From: 1999-08-05Exp: 2008-11-14→ Common Stock (40,000 underlying)
40,000
ISO Stock Option (Right to Buy)
Exercise: $6.38From: 2005-01-21Exp: 2013-01-21→ Common Stock (31,346 underlying)
31,346
ISO Stock Option (Right to Buy)
Exercise: $7.92From: 2003-10-23Exp: 2011-10-23→ Common Stock (12,626 underlying)
12,626
NQ Stock Option (Right to Buy)
Exercise: $16.88From: 1999-08-04Exp: 2006-11-16→ Common Stock (20,000 underlying)
20,000
ISO Stock Option (Right to Buy)
Exercise: $8.34From: 2002-10-19Exp: 2009-10-19→ Common Stock (11,985 underlying)
11,985
NQ Stock Option (Right to Buy)
Exercise: $7.25From: 2003-10-22Exp: 2012-11-21→ Common Stock (36,207 underlying)
36,207
NQ Stock Option (Right to Buy)
Exercise: $8.16From: 2001-10-31Exp: 2010-11-30→ Common Stock (75,000 underlying)
75,000
NQ Stock Option (Right to Buy)
Exercise: $5.85From: 2004-10-20Exp: 2013-11-19→ Common Stock (45,000 underlying)
45,000
Common Stock
21,339
NQ Stock Option (Right to Buy)
Exercise: $7.92From: 2002-10-23Exp: 2011-11-22→ Common Stock (47,374 underlying)
47,374
NQ Stock Option (Right to Buy)
Exercise: $8.34From: 2000-10-19Exp: 2009-11-19→ Common Stock (188,015 underlying)
188,015
ISO Stock Option (Right to Buy)
Exercise: $14.50From: 1999-08-04Exp: 2006-08-21→ Common Stock (27,584 underlying)
27,584
NQ Stock Option (Right to Buy)
Exercise: $14.50From: 1999-08-04Exp: 2006-09-21→ Common Stock (72,244 underlying)
72,244
ISO Stock Option (Right to Buy)
Exercise: $7.25From: 2004-10-22Exp: 2012-10-22→ Common Stock (13,793 underlying)
13,793

Footnotes (7)

[F1]These shares were acquired during the fiscal year pursuant to the Registrant's Dividend Reinvestment Plan and through the reinvestment of dividends paid on the shares in this fund.
[F2]These shares represent the net of (i) shares acquired during the fiscal year pursuant to the Registrant's ESOP Plan and through reinvestment of dividends paid on shares in this fund; and (ii) a non-discretionary ESOP Plan required distribution.
[F3]These shares were acquired during the fiscal year pursuant to the Long Term Incentive Plan and through reinvestment of dividends paid on the shares in this fund.
[F4]These shares were acquired during the fiscal year pursunat to the 1988 Long Term Incentive Plan and through reinvestment of dividends paid on the shares in this fund.
[F5]These shares represent the 1/22/04 balance on the individual's Crompton Corporation 2002 Employee Stock Purchase Plan (ESPP).
[F6]Restricted shares acquired pursuant to the 2004-2006 Long Term Incentive Plan. Shares will vest as follows: 6,250 on January 20, 2005; 6,250 on January 20, 2006, and 12,500 on January 20, 2007.
[F7]Expired by its term without exercise or payment.

Documents

1 file

4
c0001192143d20040122f4f.xmlPrimary
PRIMARY DOCUMENT

Issuer

CROMPTON CORP

CIK 0001091862

→

Entity typeother

Related Parties

filerCIK 0001192143

Filing Metadata

Form type: 4
Filed: Jan 21, 7:00 PM ET
Accepted: Jan 22, 2:21 PM ET
Size: 25.4 KB

View on SEC.gov