4//SEC Filing
KENDRICK RONALD H 4
Accession 0001092306-03-000488
CIK 0001011659other
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 1:37 PM ET
Size
16.2 KB
Accession
0001092306-03-000488
Insider Transaction Report
Form 4
KENDRICK RONALD H
Executive Vice President
Transactions
- Exercise/Conversion
Non-qualified Stock Options
2003-10-20−5,700→ 0 total(indirect: By Trust)Exercise: $35.08Exp: 2008-05-01→ Common Stock (5,700 underlying) - Exercise/Conversion
Common Stock
2003-10-20$34.13/sh+13,000$443,625→ 13,000 total(indirect: By Trust) - Sale
Common Stock
2003-10-20$52.00/sh−32,700$1,700,400→ 0 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2003-10-20$35.08/sh+5,700$199,973→ 5,700 total(indirect: By Trust) - Exercise/Conversion
Non-qualified Stock Options
2003-10-20−14,000→ 0 total(indirect: By Trust)Exercise: $28.44Exp: 2010-05-01→ Common Stock (14,000 underlying) - Exercise/Conversion
Common Stock
2003-10-20$28.44/sh+14,000$398,125→ 14,000 total(indirect: By Trust) - Exercise/Conversion
Non-qualified Stock Options
2003-10-20−13,000→ 0 total(indirect: By Trust)Exercise: $34.13Exp: 2009-05-01→ Common Stock (13,000 underlying)
Holdings
- 1,160.945
Common Stock
- 168.305(indirect: By 401(k))
Common Stock
- 2,789.392(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]Ronald H. and Cheryl D. Kendrick Rev Trust U/A 12/18/97
- [F2]Shares held in the Union Bank of California 401(k) Plan as of 09/30/03.
- [F3]Option vested in three equal annual installments on 05/01/99, 05/01/00, 05/01/01.
- [F4]Option vested in three equal annual installments on 05/01/00, 05/01/01, 05/01/02.
- [F5]Option vested in three equal annual installments on 05/01/01, 05/01/02, 05/01/03.
- [F6]Not Applicable
- [F7]Shares held in the UnionBanCal Dividend Reinvestment and Stock Purchase Plan as of 10/3/03.
Documents
Issuer
UNIONBANCAL CORP
CIK 0001011659
Entity typeother
Related Parties
1- filerCIK 0001186355
Filing Metadata
- Form type
- 4
- Filed
- Oct 20, 8:00 PM ET
- Accepted
- Oct 21, 1:37 PM ET
- Size
- 16.2 KB