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PATEL MAGAN C 4

Accession 0001092306-04-000039

CIK 0001011659other

View on SEC.gov Company Profile

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 4:15 PM ET

Size

20.4 KB

Accession

0001092306-04-000039

Insider Transaction Report

Form 4

Period: 2004-01-26

UNIONBANCAL CORPUB

Executive Vice President

Transactions

Exercise/Conversion
Non-qualified Stock Options
2004-01-26−5,400→ 0 total
Exercise: $35.08Exp: 2008-05-01→ Common Stock (5,400 underlying)
Exercise/Conversion
Common Stock
2004-01-26$35.08/sh+5,400$189,450→ 5,400 total
Exercise/Conversion
Non-qualified Stock Options
2004-01-26−100→ 13,900 total
Exercise: $28.44Exp: 2010-05-01→ Common Stock (100 underlying)
Exercise/Conversion
Non-qualified Stock Options
2004-01-26−7,500→ 0 total
Exercise: $22.13Exp: 2007-06-01→ Common Stock (7,500 underlying)
Exercise/Conversion
Common Stock
2004-01-26$28.44/sh+100$2,844→ 100 total
Exercise/Conversion
Common Stock
2004-01-26$22.13/sh+7,500$165,938→ 7,500 total
Exercise/Conversion
Common Stock
2004-01-26$34.13/sh+12,000$409,500→ 12,000 total
Exercise/Conversion
Non-qualified Stock Options
2004-01-26−12,000→ 0 total
Exercise: $34.13Exp: 2009-05-01→ Common Stock (12,000 underlying)
Sale
Common Stock
2004-01-26$54.00/sh−25,000$1,350,000→ 0 total

Holdings

Common Stock
(indirect: By 401(k))
18,618.694
Common Stock
1,438.915

Footnotes (7)

[F1]Total includes 1200 vested restricted stock and 238.9151 shares in the UnionBanCal Corporation Dividend Reinvestment and Stock Purchase Plan as of 01/02/04
[F2]Shares held in the Union Bank of California 401k Plan as of 12/31/03
[F3]The option vested in three equal annual installments on 06/01/98, 06/01/99, 06/01/00
[F4]The option vested in three equal annual installments on 05/01/99, 05/01/00, 05/01/01
[F5]The option vested in three equal annual installments on 05/01/00, 05/01/01, 05/01/02
[F6]The option vested in three equal annual installments on 05/01/01, 05/01/02 05/01/03
[F7]Not applicable

Documents

1 file

4
form4patel_ex.xmlPrimary

Issuer

UNIONBANCAL CORP

CIK 0001011659

Entity typeother

Related Parties

1

filerCIK 0001186357

Filing Metadata

Form type: 4
Filed: Jan 26, 7:00 PM ET
Accepted: Jan 27, 4:15 PM ET
Size: 20.4 KB

View on SEC.gov