DHB INDUSTRIES INC 4/A
4/A · DHB INDUSTRIES INC · Filed May 27, 2005
Insider Transaction Report
Form 4/AAmended
BROOKS DAVID H
DirectorCEO10% Owner
Transactions
- Other
Warrant
2004-11-29−50,000→ 50,000 totalExercise: $1.41From: 2003-01-15Exp: 2008-01-15→ Common Stock (46,496 underlying) - Exercise of In-Money
Common Stock, $0.001 par value
2004-11-29+3,669,756→ 9,853,904 total - Other
Warrant
2004-11-29−25,000→ 3,900,000 totalExercise: $3.25From: 1999-03-19Exp: 2009-03-19→ Common Stock (20,962 underlying) - Sale
Common Stock, $0.001 par value
2004-11-29$18.90/sh−3,000,000$56,700,000→ 0 total(indirect: By Spouse) - Sale
Common Stock, $0.001 par value
2004-11-29$18.90/sh−700,000$13,230,000→ 6,153,904 total - Other
Warrant
2004-11-29−3,750,000→ 125,000 totalExercise: $1.00From: 2000-07-01Exp: 2010-07-01→ Common Stock (3,563,617 underlying)
Holdings
- 3,057,292(indirect: By Spouse)
Common Stock, $0.001 par value
Footnotes (2)
- [F1]Cashless exercise of 3,875,000 warrants, based upon the average close for the prior five days of 20.12. 3,875,000 warrants were exercised resulting in 3,669,756 shares which were subsequently sold at market price of $18.90 per share as reported in Table 1 above.
- [F2]The Form 4, filed on December 1, 2004 and to which this amendment relates, incorrectly identified the 3,000,000 shares owned by the S-Corporations (referenced in Table I above) as being owned "directly" by Mr. Brooks. Prior Form 4s listed the same shares as being owned "indirectly" by Mr. Brooks. This amendment clarifies that Mr. Brooks' beneficial ownership of the shares held by the S-Corporation was "indirect."