4/A//SEC Filing
DHB INDUSTRIES INC 4/A
Accession 0001092306-05-000284
CIK 0000899166operating
Filed
May 26, 8:00 PM ET
Accepted
May 27, 5:06 PM ET
Size
19.4 KB
Accession
0001092306-05-000284
Insider Transaction Report
Form 4/AAmended
BROOKS DAVID H
DirectorCEO10% Owner
Transactions
- Other
Warrant
2004-11-29−50,000→ 50,000 totalExercise: $1.41From: 2003-01-15Exp: 2008-01-15→ Common Stock (46,496 underlying) - Exercise of In-Money
Common Stock, $0.001 par value
2004-11-29+3,669,756→ 9,853,904 total - Other
Warrant
2004-11-29−25,000→ 3,900,000 totalExercise: $3.25From: 1999-03-19Exp: 2009-03-19→ Common Stock (20,962 underlying) - Sale
Common Stock, $0.001 par value
2004-11-29$18.90/sh−3,000,000$56,700,000→ 0 total(indirect: By Spouse) - Sale
Common Stock, $0.001 par value
2004-11-29$18.90/sh−700,000$13,230,000→ 6,153,904 total - Other
Warrant
2004-11-29−3,750,000→ 125,000 totalExercise: $1.00From: 2000-07-01Exp: 2010-07-01→ Common Stock (3,563,617 underlying)
Holdings
- 3,057,292(indirect: By Spouse)
Common Stock, $0.001 par value
Footnotes (2)
- [F1]Cashless exercise of 3,875,000 warrants, based upon the average close for the prior five days of 20.12. 3,875,000 warrants were exercised resulting in 3,669,756 shares which were subsequently sold at market price of $18.90 per share as reported in Table 1 above.
- [F2]The Form 4, filed on December 1, 2004 and to which this amendment relates, incorrectly identified the 3,000,000 shares owned by the S-Corporations (referenced in Table I above) as being owned "directly" by Mr. Brooks. Prior Form 4s listed the same shares as being owned "indirectly" by Mr. Brooks. This amendment clarifies that Mr. Brooks' beneficial ownership of the shares held by the S-Corporation was "indirect."
Documents
Issuer
DHB INDUSTRIES INC
CIK 0000899166
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000899166
Filing Metadata
- Form type
- 4/A
- Filed
- May 26, 8:00 PM ET
- Accepted
- May 27, 5:06 PM ET
- Size
- 19.4 KB