4//SEC Filing
FINISAR CORP 4
Accession 0001094739-17-000071
CIK 0001094739operating
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 7:20 PM ET
Size
9.0 KB
Accession
0001094739-17-000071
Insider Transaction Report
Form 4
FINISAR CORPFNSR
CLARK JOHN H
Exective VP Technology & R&D
Transactions
- Award
Common Stock
2017-06-20+12,873→ 166,819 total - Tax Payment
Common Stock
2017-06-21$27.13/sh−4,947$134,212→ 161,872 total - Tax Payment
Common Stock
2017-06-19$27.58/sh−5,260$145,071→ 153,946 total
Footnotes (4)
- [F1]On June 19, 2017, the Reporting Person vested in 10,087 restricted stock units ("RSUs") and as a result acquired 10,087 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
- [F2]Includes 252 shares received as an Issuer match under the Issuer's 401K Plan on December 27, 2016 and not required to be reported, and also includes 560 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2017 and such purchase was not required to be reported pursuant to Section 16(a).
- [F3]These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 25, 2018.
- [F4]On June 21, 2017, the Reporting Person vested in 9,480 restricted stock units ("RSUs") and as a result acquired 9,480 shares of common stock of the Issuer pursuant to the Reporting Person's June 23, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
Documents
Issuer
FINISAR CORP
CIK 0001094739
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001094739
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 7:20 PM ET
- Size
- 9.0 KB