4//SEC Filing
QUERYOBJECT SYSTEMS CORP 4
Accession 0001094891-02-000020
CIK 0000855743operating
Filed
Jan 9, 7:00 PM ET
Accepted
—
Size
10.3 KB
Accession
0001094891-02-000020
Insider Transaction Report
Form 4
Fresne, Donald C.
10% Owner
Transactions
- Other
Common Stock
1990-12-07$2.00/sh+1,477,762$2,955,524 - Other
Common Stock
1990-12-07$2.00/sh+799,229$1,598,458
Footnotes (4)
- [1]The Reporting Persons are: Firebrand Financial Group, Inc. ("FFGI"), EarlyBirdCapital.com Inc. ("EBC") and Dalewood Associates, Inc. ("Dalewood"). FFGI is the majority shareholder of EBC. EBC wholly owns EarlyBirdCapital, Inc. ("Capital") and Dalewood. Dalewood is the general partner of Dalewood Associates, LP ("Dalewood LP") and Dalewood 2 Private Technology Limited. For purposes of this Form 4, FFGI and EBC are reporting on securities owned of record by Capital and Dalewood LP but which may be deemed to be beneficially owned by each of FFGI and EBC. Dalewood is reporting on securities owned of record by Dalewood LP but which may be deemed to be beneficially owned by Dalewood. Each Reporting Person herein disclaims beneficial ownership of the reported securities except to the extent of each Reporting Person's pecuniary interest therein.
- [2]These shares were issued to Dalewood LP pursuant to an exchange offer transaction involving the Issuer and its subsidiary, InternetQuery Object Corp. ("InternetQuery"), in which holders of shares of InternetQuery's Series A Preferred Stock ("Series A") were issued 1.6228 shares of the Issuer's common stock ("Common Stock") for each Series A share exchanged ("Exchange"). Dalewood LP exchanged 910,625 Series A shares. The new shares of Common Stock were issued on December 7, 2001.
- [3]These shares were issued to Capital pursuant to the Exchange. Capital exchanged 492,500 Series A shares. The new shares of Common Stock were issued on December 7, 2001.
- [4]Giving effect to the above, at the end of December 2001, FFGI, EBC and Dalewood may be deemed to have beneficial ownership of, respectively, a total of 6,064,968, 5,769,444 and 4,070,354 shares of Common Stock. JOINT FILER INFORMATION The additional Reporting Persons are: Name: EarlyBirdCapital.com Inc. Address: One State Street Plaza, 24th floor, New York, NY 10004 Date of Event: December 7, 2001 /s/ Steven Levine _________________________________________ Steven Levine, Executive Vice President Name: Dalewood Associates, Inc. Address: One State Street Plaza, 24th floor, New York, NY 10004 Date of Event: December 7, 2001 /s/ David Nussbaum __________________________________ David Nussbaum, Chairman
Documents
Issuer
QUERYOBJECT SYSTEMS CORP
CIK 0000855743
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000855743
Filing Metadata
- Form type
- 4
- Filed
- Jan 9, 7:00 PM ET
- Size
- 10.3 KB