ZAIS Group Holdings, Inc. 4
4 · ZAIS Group Holdings, Inc. · Filed Mar 19, 2015
Insider Transaction Report
Form 4
Ramsey Neil P.
10% Owner
Transactions
- Sale
Class A Common Stock
2015-03-17$0.01/sh−757,742$4,471→ 378,231 total(indirect: By LLC) - Purchase
Class A Common Stock
2015-03-17$0.01/sh+3,492,745$20,607→ 9,207,056 total(indirect: By d.Quant Special Opportunities Fund, LP)
Footnotes (2)
- [F1]The reporting person is the general partner of d.Quant Special Opportunities Fund, LP, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.
- [F2]The reporting person is the managing member of NAR Special Global, LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.