4//SEC Filing
ZAIS Group Holdings, Inc. 4
Accession 0001094891-15-000112
CIK 0001562214operating
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 4:23 PM ET
Size
7.1 KB
Accession
0001094891-15-000112
Insider Transaction Report
Form 4
Ramsey Neil P.
10% Owner
Transactions
- Sale
Class A Common Stock
2015-03-17$0.01/sh−757,742$4,471→ 378,231 total(indirect: By LLC) - Purchase
Class A Common Stock
2015-03-17$0.01/sh+3,492,745$20,607→ 9,207,056 total(indirect: By d.Quant Special Opportunities Fund, LP)
Footnotes (2)
- [F1]The reporting person is the general partner of d.Quant Special Opportunities Fund, LP, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.
- [F2]The reporting person is the managing member of NAR Special Global, LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.
Documents
Issuer
ZAIS Group Holdings, Inc.
CIK 0001562214
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001562214
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 4:23 PM ET
- Size
- 7.1 KB