Long Island Iced Tea Corp.·4

Aug 1, 1:57 PM ET

Long Island Iced Tea Corp. 4

4 · Long Island Iced Tea Corp. · Filed Aug 1, 2016

Insider Transaction Report

Form 4
Period: 2016-07-28
WATSON E J
10% Owner
Transactions
  • Other

    Common Stock

    2016-07-28+261,834261,834 total(indirect: by Brentwood LIIT (NZ) Ltd)
  • Other

    Convertible Promissory Note

    2016-07-28(indirect: by Brentwood LIIT (NZ) Ltd)
    Exercise: $4.00From: 2015-11-23Common Stock (258,962 underlying)
  • Other

    Warrant

    2016-07-28689,4440 total(indirect: by Brentwood LIIT (NZ) Ltd)
    Exercise: $4.50From: 2015-11-23Exp: 2018-11-23Common Stock (689,444 underlying)
  • Other

    Common Stock

    2016-07-28+301,632563,466 total(indirect: by Brentwood LIIT (NZ) Ltd)
Holdings
  • Common Stock

    (indirect: by Cullen Inc. Holdings Ltd.)
    754,355
Footnotes (4)
  • [F1]Pursuant to a reclassification exempt under Rule 16b-7, the Convertible Promissory Note and the Warrant were exchanged for 261,834 and 301,632 shares of the Issuer's common stock, respectively.
  • [F2]These securities are held by Brentwood LIIT (NZ) Ltd, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  • [F3]These securities are held by Cullen Inc. Holdings Ltd., an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F4]All or any portion of the outstanding principal amount of the Convertible Promissory Note, and all accrued and unpaid interest thereon, are convertible, at the option of Brentwood LIIT Inc., into shares of the issuer's common stock. The loan matures on November 23, 2018.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT