4//SEC Filing
Arowana Inc. 4
Accession 0001094891-17-000010
CIK 0001622577operating
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:40 PM ET
Size
12.7 KB
Accession
0001094891-17-000010
Insider Transaction Report
Form 4
Arowana Inc.ARWA
Chin Kevin
DirectorChairman and CEO
Transactions
- Conversion
Redeemable Warrant
2016-12-28−179,281→ 0 total(indirect: By Trust)→ Ordinary Share of VivoPower International PLC (8,964 underlying) - Sale
Ordinary Shares
2016-12-28−193,000→ 1,223,138 total(indirect: By Trust) - Conversion
Ordinary Shares
2016-12-28+17,928→ 1,241,066 total(indirect: By Trust) - Conversion
Right to Receive Ordinary Share
2016-12-28−179,281→ 0 total(indirect: By Trust)→ Ordinary Share (17,928 underlying)
Holdings
- 25,000(indirect: by Borneo Capital Pty Ltd.)
Ordinary Shares
Footnotes (4)
- [F1]Mr. Chin is the sole director of Borneo Capital Pty Ltd. Accordingly, he may be deemed to have voting and dispositive power over the shares held by this entity. Mr. Chin disclaims beneficial ownership of these securities and this report shall not be deemed an admission that Mr. Chin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F2]Mr. Chin is a beneficiary of The Panaga Group Trust and one of the directors of the corporate trustee of such fund. Accordingly, he may be deemed to have voting and dispositive power over the shares held by this entity. Mr. Chin disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Chin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F3]The issuer's rights were converted into ordinary shares of the issuer upon the issuer's completion of its initial business combination at a ratio of 1 ordinary share for every 10 rights.
- [F4]The issuer's warrants were converted into ordinary shares of VivoPower International PLC upon the issuer's completion of its initial business combination at a ratio of 1 ordinary share of VivoPower International PLC for every 20 warrants.
Documents
Issuer
Arowana Inc.
CIK 0001622577
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001622577
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:40 PM ET
- Size
- 12.7 KB