Arowana Inc. 4
4 · Arowana Inc. · Filed Jan 3, 2017
Insider Transaction Report
Form 4
Arowana Inc.ARWA
Moore John C.
Director
Transactions
- Conversion
Redeemable Warrant
2016-12-28−16,043→ 0 total(indirect: by Ralsten Pty Ltd.)→ Ordinary Share of VivoPower International PLC (802 underlying) - Conversion
Ordinary Shares
2016-12-28+1,604→ 43,201 total(indirect: by Ralsten Pty Ltd.) - Conversion
Right to Receive Ordinary Share
2016-12-28−16,043→ 0 total(indirect: by Ralsten Pty Ltd.)→ Ordinary Share (1,604 underlying)
Footnotes (3)
- [F1]Ralsten Pty Ltd. is an entity controlled by Mr. Moore. Mr. Moore disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Moore is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose.
- [F2]The issuer's rights were converted into ordinary shares of the issuer upon the issuer's completion of its initial business combination at a ratio of 1 ordinary share for every 10 rights.
- [F3]The issuer's warrants were converted into ordinary shares of VivoPower International PLC upon the issuer's completion of its initial business combination at a ratio of 1 ordinary share of VivoPower International PLC for every 20 warrants.