4/A//SEC Filing
Arowana Inc. 4/A
Accession 0001094891-17-000032
CIK 0001622577operating
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 4:30 PM ET
Size
7.5 KB
Accession
0001094891-17-000032
Insider Transaction Report
Form 4/AAmended
Arowana Inc.ARWA
Chin Kevin
DirectorChairman and CEO
Transactions
- Sale
Ordinary Shares
2016-12-28−201,499→ 1,214,639 total(indirect: By Trust) - Conversion
Ordinary Shares
2016-12-28+17,928→ 1,232,567 total(indirect: By Trust)
Footnotes (4)
- [F1]Line 2 in Table I of the Form 4 filed by the reporting person on January 3, 2017 is being amended to correct the number of shares disposed of and the amount of shares beneficially owned following the transaction.
- [F2]Mr. Chin is a beneficiary of The Panaga Group Trust and one of the directors of the corporate trustee of such fund. Accordingly, he may be deemed to have voting and dispositive power over the shares held by this entity. Mr. Chin disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Chin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F3]The issuer's rights were converted into ordinary shares of the issuer upon the issuer's completion of its initial business combination at a ratio of 1 ordinary share for every 10 rights.
- [F4]Line 3 in Table I of the Form 4 filed by the reporting person on January 3, 2017 is being amended to correct the amount of shares beneficially owned following the transaction.
Documents
Issuer
Arowana Inc.
CIK 0001622577
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001622577
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 8, 7:00 PM ET
- Accepted
- Jan 9, 4:30 PM ET
- Size
- 7.5 KB