Chicken Soup for the Soul Holdings, LLC 3
3 · Chicken Soup for the Soul Entertainment, Inc. · Filed Aug 17, 2017
Insider Transaction Report
Form 3
ROUHANA WILLIAM J JR
DirectorChairman and CEO10% Owner
Holdings
- (indirect: By LLC)
Class W warrants
Exercise: $7.50From: 2017-08-17Exp: 2021-06-30→ Class A common stock (157,500 underlying) - (indirect: By LLC)
Class B common stock
→ Class A common stock (7,654,506 underlying) - (indirect: By LLC)
Class B common stock
→ Class A common stock (159,432 underlying)
Footnotes (3)
- [F1]Trema, LLC is controlled by Mr. Rouhana.
- [F2]The Class B common stock is convertible into the Issuer's Class A common stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704) and has no expiration date.
- [F3]The ultimate parent of Chicken Soup for the Soul Productions, LLC is Chicken Soup for the Soul Holdings, LLC, which in turn is ultimately controlled by Mr. Rouhana.