4//SEC Filing
Ramsey Neil P. 4
Accession 0001094891-17-000232
CIK 0001562214other
Filed
Sep 6, 8:00 PM ET
Accepted
Sep 7, 4:08 PM ET
Size
6.3 KB
Accession
0001094891-17-000232
Insider Transaction Report
Form 4
Ramsey Neil P.
10% Owner
Transactions
- Sale
Class A Common Stock
2017-09-05$4.00/sh−6,500,000$26,000,000→ 2,707,056 total(indirect: By LLC)
Holdings
- 378,231(indirect: By LLC)
Class A Common Stock
Footnotes (2)
- [F1]The reporting person is the manager of Ramguard LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.
- [F2]The reporting person is the managing member of NAR Special Global, LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.
Documents
Issuer
ZAIS Group Holdings, Inc.
CIK 0001562214
Entity typeother
Related Parties
1- filerCIK 0001634160
Filing Metadata
- Form type
- 4
- Filed
- Sep 6, 8:00 PM ET
- Accepted
- Sep 7, 4:08 PM ET
- Size
- 6.3 KB