Ramsey Neil P. 4
4 · ZAIS Group Holdings, Inc. · Filed Sep 7, 2017
Insider Transaction Report
Form 4
Ramsey Neil P.
10% Owner
Transactions
- Sale
Class A Common Stock
2017-09-05$4.00/sh−6,500,000$26,000,000→ 2,707,056 total(indirect: By LLC)
Holdings
- 378,231(indirect: By LLC)
Class A Common Stock
Footnotes (2)
- [F1]The reporting person is the manager of Ramguard LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.
- [F2]The reporting person is the managing member of NAR Special Global, LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.