ZAIS Group Holdings, Inc.·4/A

Jan 16, 5:46 PM ET

Ramsey Neil P. 4/A

4/A · ZAIS Group Holdings, Inc. · Filed Jan 16, 2018

Insider Transaction Report

Form 4/AAmended
Period: 2017-09-05
Transactions
  • Sale

    Class A Common Stock

    2017-09-05$4.10/sh6,500,000$26,650,0002,707,056 total(indirect: By LLC)
Footnotes (2)
  • [F1]The reporting person is the manager of Ramguard LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.
  • [F2]On January 11, 2018, the purchase price for these securities was adjusted from $4.00 per share, the purchase price disclosed in the original report, to $4.10 per share.

Documents

1 file
  • 4
    edgar.xml

    PRIMARY DOCUMENT