SCHWARZ JEFFREY E 4
4 · HL Acquisitions Corp. · Filed Jul 5, 2018
Insider Transaction Report
Form 4
SCHWARZ JEFFREY E
DirectorChairman and CEO10% Owner
Transactions
- Other
Ordinary Shares
2018-07-02−4,604→ 101,278 total(indirect: By Trust) - Other
Ordinary Shares
2018-07-02−18,558→ 408,282 total(indirect: By LLC) - Other
Ordinary Shares
2018-07-02−29,044→ 638,969 total(indirect: By LLC)
Footnotes (6)
- [F1]29,044 shares were forfeited for no additional consideration in connection with the underwriters' election not to fully exercise the over-allotment option as described in the Issuer's registration statement on Form S-1.
- [F2]Represents securities held by HL Acquisitions Holdings LLC, an entity of which Mr. Schwarz is managing member. Mr. Schwarz has voting and dispositive power over the securities held by this entity. Mr. Schwarz disclaims beneficial interest of such securities except to the extent of his ultimate pecuniary interest therein.
- [F3]18,558 shares were forfeited for no additional consideration in connection with the underwriters' election not to fully exercise the over-allotment option as described in the Issuer's registration statement on Form S-1.
- [F4]Represents securities held by Metropolitan Capital Partners V, LLC, an entity controlled by Mr. Schwarz. Mr. Schwarz has voting and dispositive power over the securities held by this entity. Mr. Schwarz disclaims beneficial interest of such securities except to the extent of his ultimate pecuniary interest therein.
- [F5]4,604 shares were forfeited for no additional consideration in connection with the underwriters' election not to fully exercise the over-allotment option as described in the Issuer's registration statement on Form S-1.
- [F6]Represents securities held by the Jeffrey Schwarz Children's Trust, a trust for the benefit of Mr. Schwarz's children. Mr. Schwarz has voting and dispositive power over the securities held by this entity. Mr. Schwarz disclaims beneficial interest of such securities except to the extent of his ultimate pecuniary interest therein.