Pess Daniel M 4
4 · Chicken Soup for the Soul Entertainment, Inc. · Filed Jan 9, 2019
Insider Transaction Report
Form 4
Pess Daniel M
EVP and CFO
Transactions
- Award
Stock Option (right to buy)
2017-08-17$100000.00/sh+100,000$10,000,000,000→ 100,000 totalExercise: $6.50Exp: 2022-01-01→ Class A Common Stock (100,000 underlying) - Purchase
Class W Warrants
2016-07-30$7225.00/sh+7,225$52,200,625→ 107,225 totalExercise: $7.50From: 2017-08-17Exp: 2021-06-30→ Class A Common Stock (7,225 underlying) - Purchase
Class Z Warrants
2016-12-15$1167.00/sh+1,167$1,361,889→ 108,392 totalExercise: $12.00From: 2017-08-17Exp: 2022-06-30→ Class A Common Stock (1,167 underlying) - Purchase
Class A Common Stock
2016-07-30$6.50/sh+3,890$25,285→ 3,890 total
Footnotes (2)
- [F1]Previously reported; no new securities acquired.
- [F2]The stock options vest in eight equal quarterly installments beginning on March 31, 2017. All are now exercisable.