Chicken Soup for the Soul Holdings, LLC 4
4 · Chicken Soup for the Soul Entertainment, Inc. · Filed Nov 30, 2020
Insider Transaction Report
Form 4
ROUHANA WILLIAM J JR
DirectorChairman and CEO10% Owner
Transactions
- Other
Class W Warrants
2020-11-27$7.50/sh−21,892$164,190→ 135,608 total(indirect: By LLC)Exercise: $7.50From: 2017-08-17Exp: 2023-06-30→ Class A Common Stock (21,892 underlying) - Conversion
Class A Common Stock
2020-11-27+159,432→ 159,432 total(indirect: By LLC) - Conversion
Class B Common Stock
2020-11-27−159,432→ 0 total(indirect: By LLC)→ Class A Common Stock (159,432 underlying)
Holdings
- 7,654,506(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (7,654,506 underlying)
Footnotes (4)
- [F1]Trema, LLC is an entity controlled by Mr. Rouhana.
- [F2]The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date.
- [F3]Distribution to the members of Trema, LLC, an entity controlled by Mr. Rouhana.
- [F4]Chicken Soup for the Soul Productions, LLC is controlled by Chicken Soup for the Soul, LLC, which is controlled by Chicken Soup for the Soul Holdings, LLC, which is controlled by E Brands LLC, which is controlled by Trema, LLC, which is controlled by Mr. Rouhana.