NEWMARK L AMY 4
4 · Chicken Soup for the Soul Entertainment, Inc. · Filed Jun 16, 2021
Insider Transaction Report
Form 4
NEWMARK L AMY
Director
Transactions
- Exercise/Conversion
Class A common stock
2021-06-15$6.50/sh+160$1,040→ 21,940 total - Exercise/Conversion
Stock options (right to buy)
2021-06-15−160→ 68,840 totalExercise: $6.50Exp: 2022-01-01→ Class A common stock (160 underlying) - Sale
Class A common stock
2021-06-14$38.13/sh−3,000$114,376→ 21,780 total - Sale
Class A common stock
2021-06-14$38.50/sh−1,000$38,500→ 21,780 total - Exercise/Conversion
Stock options (right to buy)
2021-06-14−1,000→ 69,000 totalExercise: $6.50Exp: 2022-01-01→ Class A common stock (1,000 underlying) - Exercise/Conversion
Class A common stock
2021-06-14$6.50/sh+1,000$6,500→ 22,780 total - Sale
Class A common stock
2021-06-15$37.75/sh−160$6,040→ 21,780 total
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.1251 to $38.2250, inclusive. The reporting person undertakes to provide to Chicken Soup for the Soul Entertainment, Inc., any security holder of Chicken Soup for the Soul Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- [F2]The options vest in eight equal quarterly installments beginning March 31, 2017.