4 1 a75657e4.txt FORM 4 1 ---------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------- FORM 4 WASHINGTON, DC 20549 OMB APPROVAL ---------- ------------------------------- STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287 [ ] Check this box if no EXPIRES: September 30, 1998 longer subject to Filed pursuant to Section 16(a) of the Securities ESTIMATED AVERAGE BURDEN Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the HOURS PER RESPONSE.........0.5 or Form 5 obligations Public Utility Holding Company Act of 1935 ------------------------------- may continue. See or Section 30(f) of the Instruction 1(b). Investment Company Act of 1940

(Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) Wilkins J. Stephen CardioGenesis Corporation/CGCP (Nasdaq) Director 10% Owner --------------------------------------------- --------------------------------------------- --- --- (Last) (First) (Middle) 3. IRS Identification 4. Statement for X Officer Other Number of Reporting Month/Year --- (give title --- (Specify title c/o CardioGenesis Corporation Person, if an entity below) below) 26632 Towne Center Drive, Suite 320 (Voluntary) August 2001 --------------------------------------------- ------------------ Vice President and (Street) ----------------------- 5. If Amendment, Chief Financial Officer Date of -------------------------------- Foothill Ranch CA 92610 Original 7. Individual or Joint/Group Filing --------------------------------------------- (Month/Year) (Check Applicable Line) (City) (State) (Zip) X Form filed by one Reporting ------------------ --- Person Form filed by more than --- one Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action action or Disposed of (D) Securities Form: Indirect Date Code (Instr. 3, 4 and 5) Beneficially Direct (D) Beneficial (Instr. 8) Owned at or Ownership (Month/ ------------- ------------------------- End of Month Indirect (I) (Instr. 4) Day/ (A) or (Instr. 3 and 4) (Instr. 4) Year) Code V Amount (D) Price ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 08/08/01 A 4,500 A $1.03 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 08/08/01 A 3,200 A $1.04 11,400 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). SEC 2270 (7-96)

FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. ~~Trans-~~Transaction 5. Number of 6. Date Exer- 7. Title and ~~Amount~~ 8. Price of Security sion or action ~~action~~Code Derivative cisable and ofAmount ~~Underlying~~ of Derivative (Instr. 3) Exercise Date ~~Code~~(Instr. 8) Securities ~~Ac-~~ Expiration ~~Securities~~Underlying ~~Deriv-~~Security Price of (Month/ ~~(Instr.~~Acquired ~~8) quired~~ (A) or Date Securities (Instr. ~~3 and 4~~5) ~~ative~~Derivative ~~Deriv-~~ Day/ or Disposed of (~~D) (~~Month/Day/ ~~Secur-~~(Instr. ~~ative~~Security Year) (D) (Instr. 3, 4, Year) ~~ity~~3 ~~Security~~ and 54) ~~(Instr.~~4, and 5) ---------------- ----------------- Date Expira- Amount or -------------- ---------------- Exer-~~-------------------------------------------------------------------~~ tion Number of Code V (A) (D) ~~Date Expira- Title Amount or Exer- tion Number of~~ cisable Date Title Shares ------------------------------------------------------------------------------------------------------------------------------------ ~~------------------------------------------------------------------------------------------------------------------------------------~~Stock ~~------------------------------------------------------------------------------------------------------------------------------------~~Option ~~------------------------------------------------------------------------------------------------------------------------------------~~Common (Right to Buy) $1.01 08/02/01 A 50,000 (1) 08/02/11 Stock 50,000 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ -------------------------------------------------------------------------------------------------------~~-----------------------------~~ 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative Form of Indirect (Instr. 3) Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) -------------------------------------------------------------------------- ----------------------------- Stock Option (Right to Buy) 150,000 D --------------------------------------------- ---------------------------------------------------------- ---------------- -------------------------------------------------------------------------- ------------- ------------------------------------------------------------- ------------------------------------------ -------------------------------- -----------------------------------------------------------------------~~---~~ Explanation of Responses: (1) Shares subject to the option vest 1/36th per month through August 2, 2004. **Intentional misstatements or omissions of facts constitute Federal Criminal /s/ J. STEPHEN WILKINS September 4, 2001 Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ~~/s/~~------------------------- ----------------- J. Stephen Wilkins ~~August~~Date 1,**Signature ~~2001~~of Reporting Person Note: File three copies of this Form, one of which must be manually signed. ~~-------------------------------~~Page ~~---------------~~2 If space is insufficient, see Instruction 6 for procedure. **SignatureSEC of2270 ~~Reporting~~(7/96) ~~Person Date J. STEPHEN WILKINS~~ Potential persons who are to respond to the collection of information ~~Page 2~~ contained in this form are not required to respond unless the form ~~SEC 2270 (7-96)~~ displays a currently valid OMB ~~Number~~number.

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