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4//SEC Filing

ENERGIZER HOLDINGS INC 4

Accession 0001096752-13-000105

$EPCCIK 0001096752operating
View on SEC.govCompany Profile

Filed

Aug 12, 8:00 PM ET

Accepted

Aug 13, 10:20 AM ET

Size

23.2 KB

Accession

0001096752-13-000105

Insider Transaction Report

Form 4
Period: 2013-08-09
ENERGIZER HOLDINGS INCENR
McColgan John James
Principal Accounting Officer
Transactions
  • Exercise/Conversion

    Energizer Holdings, Inc. Common Stock

    2013-08-12$65.63/sh+7,500$492,225→ 7,500 total
  • Sale

    Energizer Holdings, Inc. Common Stock

    2013-08-12$99.80/sh−7,500$748,526→ 0 total
  • Sale

    Energizer Holdings, Inc. Common Stock

    2013-08-09$99.63/sh−7,664$763,577→ 0 total
  • Exercise/Conversion

    Non-Qualified Stock Option 10/12/09

    2013-08-12−7,500→ 0 total
    Exercise: $65.63From: 2012-10-12Exp: 2019-10-11→ Energizer Holdings, Inc. Common Stock (7,500 underlying)
Holdings

  • Restricted Stock Equivalent 10/18/10 TB

    Exercise: $0.00→ Energizer Holdings, Inc. Common Stock (3,581 underlying)
    3,581

  • Phantom Stock Units in Deferred Compensation Plan

    Exercise: $0.00→ Energizer Holdings, Inc. Common Stock (2,183 underlying)
    2,183

  • Restricted Stock Equiv. 12/10/12 PB

    Exercise: $0.00→ Energizer Holdings, Inc. Common Stock (4,628 underlying)
    4,628

  • Restricted Stock Equiv. 12/10/12 TB

    Exercise: $0.00→ Energizer Holdings, Inc. Common Stock (1,984 underlying)
    1,984

  • Restricted Stock Equivalent 10/18/10 PB

    Exercise: $0.00→ Energizer Holdings, Inc. Common Stock (8,356 underlying)
    8,356

  • Restricted Stock Equivalent 11/7/11 PB

    Exercise: $0.00→ Energizer Holdings, Inc. Common Stock (8,058 underlying)
    8,058

  • Restricted Stock Equivalent 11/7/11 TB

    Exercise: $0.00→ Energizer Holdings, Inc. Common Stock (3,453 underlying)
    3,453

  • Phantom Stk Units in Deferred Compensation Plan CM

    Exercise: $0.00→ Energizer Holdings, Inc. Common Stock (622 underlying)
    622
Footnotes (10)
  • [F1]In accordance with SEC guidance authorizing aggregate reporting of same-day, same-way open market purchases and sales, the shares were sold at a price range between $99.60 and $99.90. Upon request, full information regarding the number of shares sold at each separate price will be provided.
  • [F10]Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 11/7/2014 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability, or in the event of a change of control of the Company.
  • [F2]In accordance with SEC guidance authorizing aggregate reporting of same-day, same-way open market purchases and sales, the shares were sold at a price range between $99.80 and $99.85. Upon request, full information regarding the number of shares sold at each separate price will be provided.
  • [F3]100% exercisable on October 12, 2012 as long as Recipient is still employed on said date. Options will also become exercisable upon the Recipient's death or disability, and in the event of a change of control of the Company occurring on or after November 1, 2011.
  • [F4]Phantom stock units are payable in cash following termination of the Reporting Person's employment with Energizer Holdings, Inc.
  • [F5]Performance Restricted Stock Equivalents (PSE) granted will vest in three years, subject to achievement of applicable performance criteria, as long as Recipient is still employed with the Company. All PSE will also vest and convert upon the Reporting Person's death. In the event of a change in control, some or all of the equivalents will also vest. All equivalents that do not vest will be forfeited.
  • [F6]Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 11/5/2015 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death, or in the event of a change of control of the Company.
  • [F7]12.5% of Restricted Stock Equivalents will vest and convert into shares of ENR common stock in November, 2013, only if CAGR in EPS equals or exceeds 5% for the period between 9/30/10 and 9/30/13, proportionately increasing in 1/10th of 1% increments up to 100% of the RSEs granted if 12% or greater CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
  • [F8]Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 10/18/2013 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability, or in the event of a change of control.
  • [F9]16.5% of Restricted Stock Equivalents will vest and convert into shares of ENR common stock in November, 2014, only if CAGR in EPS equals or exceeds 5% for the period between 9/30/11 and 9/30/14, proportionately increasing in 1/10th of 1% increments up to 100% of the RSEs granted if 12% or greater CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.

Documents

1 file

Issuer

ENERGIZER HOLDINGS INC

CIK 0001096752

→
Entity typeoperating
IncorporatedMO

Related Parties

1
  • filerCIK 0001096752

Filing Metadata

Form type
4
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 10:20 AM ET
Size
23.2 KB
View on SEC.gov