AXS ONE INC 4
4 · AXS ONE INC · Filed Aug 27, 2008
Insider Transaction Report
Form 4
AXS ONE INCAXO
JURIKA WILLIAM K
10% Owner
Transactions
- Other
Secured Convertible Promissory Note
2008-07-24+1,000,000→ 3,000,000 total(indirect: By Trust)From: 2008-07-24→ Common Stock (3,000,000 underlying) - Other
Common Stock Purchase Warrant
2008-07-24+2,000,000→ 2,000,000 total(indirect: By Trust)From: 2008-07-24→ Common Stock (2,000,000 underlying)
Footnotes (2)
- [F1]This Common Stock Purchase Warrant was given by AXS-One to the Jurika Family Trust U/A 1989 as partial consideration for a $1Million loan, as described below.
- [F2]This Secured Convertible Promissory Note was given by AXS-One to the Jurika Family Trust U/A 1989 in connection with a $1Million loan. This Note is convertible at any time, the conversion rate being $1.00.