Quist George R. 4

Accession 0001096906-12-000408

CIK 0000318673other

View on SEC.gov Company Profile

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 5:26 PM ET

Size

27.8 KB

Accession

0001096906-12-000408

Insider Transaction Report

Form 4

Period: 2011-10-20

SECURITY NATIONAL FINANCIAL CORPSNFCA

Quist George R.

DirectorChairman and CEO10% Owner

Transactions

Gift
Class A Common Stock
2012-01-12−100→ 1,066,486 total
Gift
Class A Common Stock
2012-01-12−50→ 1,066,386 total
Other
Class A Common Stock
2012-02-03$1.43/sh+64,655$92,457→ 1,130,841 total
Gift
Class A Common Stock
2011-10-20−50→ 1,066,586 total
Gift
Class A Common Stock
2012-01-12−50→ 1,066,436 total
Gift
Class A Common Stock
2012-01-12−200→ 1,066,186 total
Other
Class A Common Stock
2012-02-03$0.14/sh+225,235$32,209→ 4,729,910 total
Award
Employee Stock Option
2008-03-31$3.48/sh+60,775$211,497→ 60,775 total
Exercise: $3.48From: 2008-06-30Exp: 2013-03-31→ Class A Common Stock (60,775 underlying)
Award
Employee Stock Option (right to buy)
2008-12-05$1.36/sh+121,551$165,309→ 121,551 total
Exercise: $1.36From: 2009-03-31Exp: 2013-12-05→ Class A Common Stock (121,551 underlying)
Award
Employee Stock Options (right to buy)
2009-12-04$3.34/sh+115,763$386,648→ 115,763 total
Exercise: $3.34From: 2010-03-31Exp: 2014-12-04→ Class A Common Stock (115,763 underlying)
Award
Employee Stock Option (right to buy)
2010-12-03$1.83/sh+110,250$201,758→ 110,250 total
Exercise: $1.83From: 2011-03-31Exp: 2015-12-03→ Class A Common Stock (110,250 underlying)
Award
Employee Stock Option (right to buy)
2011-12-02$1.37/sh+105,000$143,850→ 105,000 total
Exercise: $1.37From: 2011-03-31Exp: 2015-12-02→ Class A Common Stock (105,000 underlying)

Footnotes (7)

[F1]Received pursuant to a 5% stock dividend declared on December 2, 2011 and paid on February 3, 2012.
[F2]Includes 687,191 shares of Class A Common Stock and 4,721,741 shares of Class C Common Stock owned by George R. and Shirley C. Quist Family Partnership, Ltd. Does not include 88,815 shares of Class A Common Stock and 559,880 shares of Class C Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, Associated Investors, and the Deferred Compensation Plan.
[F3]This option was originally reported as an option for 50,000 shares of Class A Common Stock at an exercise price of $4.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012.
[F4]This option was originally reported as an option for 100,000 shares of Class A Common Stock at an exercise price of $1.65 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012.
[F5]This option was originally reported as an option for 100,000 shares of Class A Common Stock at an exercise price of $3.87 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012.
[F6]This option was originally reported as an option for 100,000 shares of Class A Common Stock at an exercise price of $2.01 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012.
[F7]This option was granted on December 2, 2011 as an option for 100,000 shares of Class A Common Stock at an exercise price of $1.43 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2012. This option vests in four equal quarterly installments of 25,000 shares of Class A Common Stock, beginning on March 31, 2012, until such shares are vested.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SECURITY NATIONAL FINANCIAL CORP

CIK 0000318673

→

Entity typeother

Related Parties

filerCIK 0001298092

Filing Metadata

Form type: 4
Filed: Feb 20, 7:00 PM ET
Accepted: Feb 21, 5:26 PM ET
Size: 27.8 KB

View on SEC.gov