4/A//SEC Filing
SILL STEPHEN M 4/A
Accession 0001096906-13-000263
CIK 0000318673other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 6:49 PM ET
Size
30.4 KB
Accession
0001096906-13-000263
Insider Transaction Report
Form 4/AAmended
SILL STEPHEN M
VP, Treasurer and CFO
Transactions
- Award
Employee Stock Option (right to buy)
2011-12-02$1.24/sh+3,938$4,883→ 3,938 totalExercise: $1.24From: 2012-03-02Exp: 2021-12-02→ Class A Common Stock (0 underlying) - Exercise/Conversion
Class A Common Stock
2012-08-15$1.66/sh+8,269$13,727→ 0 total - Exercise/Conversion
Class A Common Stock
2012-08-15$1.56/sh+1,875$2,925→ 0 total - Exercise/Conversion
Employee Stock Option (right to buy)
2010-12-03$1.66/sh−8,269$13,727→ 0 totalExercise: $1.66From: 2011-03-03Exp: 2020-12-03→ Class A Common Stock (8,269 underlying) - Tax Payment
Class A Common Stock
2012-08-15$3.49/sh−3,932$13,723→ 0 total - Award
Employee Stock Option (right to buy)
2009-12-04$3.04/sh+8,682$26,393→ 8,682 totalExercise: $3.04From: 2010-03-04Exp: 2019-12-04→ Class A Common Stock (8,682 underlying) - Award
Employee Stock Option (right to buy)
2012-04-13$1.56/sh+5,625$8,775→ 5,625 totalExercise: $1.56From: 2012-07-13Exp: 2022-04-13→ Class A Common Stock (0 underlying) - Tax Payment
Class A Common Stock
2012-08-15$3.49/sh−1,398$4,879→ 0 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-12-02$1.24/sh−3,937$4,882→ 0 totalExercise: $1.24From: 2012-03-02Exp: 2021-12-02→ Class A Common Stock (3,937 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2012-04-13$1.56/sh−1,875$2,925→ 0 totalExercise: $1.56From: 2012-07-13Exp: 2022-04-13→ Class A Common Stock (1,878 underlying) - Award
Employee Stock Option (right to buy)
2008-03-31$3.17/sh+9,116$28,898→ 9,116 totalExercise: $3.17From: 2008-06-30Exp: 2018-03-31→ Class A Common Stock (9,116 underlying) - Exercise/Conversion
Class A Common Stock
2012-08-15$1.24/sh+3,937$4,882→ 0 total - Tax Payment
Class A Common Stock
2012-08-15$3.49/sh−838$2,925→ 55,148 total
Footnotes (6)
- [F1]Owned jointly by the reporting person and his wife. Does not include 47,235 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Deferred Compensation Plan.
- [F2]This option was originally reported as an option for 7,500 shares of Class A Common Stock at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012.
- [F3]This option was granted on December 2, 2011 as an option for 7,500 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012. The option vests in four equal quarterly installments of Class A Common Stock beginning on March 2, 2012, until such shares are fully vested.
- [F4]This option was granted on April 13, 2012 as an option for 7,500 shares of Class A Common Stock at an exercise price of $1.56 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested.
- [F5]This option was originally reported as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012.
- [F6]This option was granted December 4, 2009 for 7,500 shares of Class A Common Stock at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012.
Documents
Issuer
SECURITY NATIONAL FINANCIAL CORP
CIK 0000318673
Entity typeother
Related Parties
1- filerCIK 0001268845
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 6:49 PM ET
- Size
- 30.4 KB