SILL STEPHEN M 4
4 · SECURITY NATIONAL FINANCIAL CORP · Filed Feb 20, 2013
Insider Transaction Report
Form 4
SILL STEPHEN M
VP, Treasurer and CFO
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2009-12-04$3.04/sh−8,682$26,393→ 0 totalExercise: $3.04From: 2010-03-04Exp: 2019-12-04→ Class A Common Stock (8,682 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-12-02$1.24/sh−1,969$2,442→ 0 totalExercise: $1.24From: 2012-03-02Exp: 2021-12-02→ Class A Common Stock (1,969 underlying) - Exercise/Conversion
Class A Common Stock
2012-11-29$3.17/sh+9,116$28,898→ 0 total - Exercise/Conversion
Class A Common Stock
2012-11-29$3.04/sh+8,682$26,393→ 0 total - Exercise/Conversion
Class A Common Stock
2012-11-29$1.24/sh+1,969$2,442→ 0 total - Exercise/Conversion
Class A Common Stock
2012-11-29$1.56/sh+1,875$2,925→ 0 total - Tax Payment
Class A Common Stock
2012-11-29$6.74/sh−433$2,918→ 67,796 total - Exercise/Conversion
Employee Stock Option (right to buy)
2008-03-31$3.17/sh−9,116$28,898→ 0 totalExercise: $3.17From: 2008-06-30Exp: 2018-03-31→ Class A Common Stock (9,116 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2012-04-13$1.56/sh−1,875$2,925→ 0 totalExercise: $1.56From: 2012-07-13Exp: 2022-04-13→ Class A Common Stock (1,875 underlying) - Award
Employee Stock Option (right to buy)
2011-12-02$1.24/sh+1,969$2,442→ 1,969 totalExercise: $1.24From: 2012-03-02Exp: 2021-12-02→ Class A Common Stock (1,969 underlying) - Tax Payment
Class A Common Stock
2012-11-29$6.74/sh−4,286$28,888→ 0 total - Tax Payment
Class A Common Stock
2012-11-29$6.74/sh−3,914$26,380→ 0 total - Tax Payment
Class A Common Stock
2012-11-29$6.74/sh−386$2,602→ 0 total - Award
Employee Stock Option (right to buy)
2012-04-13$1.56/sh+3,750$5,850→ 3,750 totalExercise: $1.56From: 2012-07-13Exp: 2013-04-13→ Class A Common Stock (3,750 underlying)
Footnotes (5)
- [F1]Owned jointly by the reporting person and his wife. Does not include 47,235 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Deferred Compensation Plan.
- [F2]This option was originally reported as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012.
- [F3]This option was originally reported as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012.
- [F4]This option was originally reported as an option for 7,500 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012. The option vests in four equal quarterly installments of Class A Common Stock beginning on March 2, 2012, until such shares are fully vested. On August 15, 2012, the reporting person exercised part of the option to purchase 3,937 shares of Class A Common Stock.
- [F5]This option was granted on April 13, 2012 as an option for 7,500 shares of Class A Common Stock at an exercise price of $1.56 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested. On August 15, 2012, the reporting person exercised part of the option to purchase 1,875 shares of Class A Common Stock.