Home/Filings/4/0001096906-15-000477
4//SEC Filing

SECURITY NATIONAL FINANCIAL CORP 4

Accession 0001096906-15-000477

$SNFCACIK 0000318673operating

Filed

May 5, 8:00 PM ET

Accepted

May 6, 1:23 PM ET

Size

19.0 KB

Accession

0001096906-15-000477

Insider Transaction Report

Form 4
Period: 2015-02-06
BECKSTEAD J. LYNN JR.
DirectorVice President - Mortgage Oper
Transactions
  • Other

    Class A Common Stock

    2015-02-06$5.02/sh+7,121$35,747149,503 total
  • Award

    Employee Stock Option (right to buy)

    2014-07-02$4.08/sh+1,575$6,4261,575 total
    Exercise: $4.08From: 2014-10-02Exp: 2024-07-02Class A Common Stock (1,575 underlying)
  • Award

    Employee Stock Option (right to buy)

    2011-12-02$1.06/sh+5,469$5,7975,469 total
    Exercise: $1.06From: 2012-03-02Exp: 2021-12-02Class A Common Stock (5,469 underlying)
  • Award

    Employee Stock Option (right to buy)

    2013-12-06$4.38/sh+1,654$7,2451,654 total
    Exercise: $4.38From: 2014-03-06Exp: 2023-12-06Class A Common Stock (1,654 underlying)
  • Award

    Employee Stock Option (right to buy)

    2012-04-13$1.34/sh+10,419$13,96110,419 total
    Exercise: $1.34From: 2012-07-13Exp: 2022-04-13Class A Common Stock (10,419 underlying)
  • Award

    Employee Stock Option (right to buy)

    2014-12-05$4.77/sh+3,150$15,0253,150 total
    Exercise: $4.77From: 2015-03-05Exp: 2024-12-05Class A Common Stock (3,150 underlying)
Footnotes (7)
  • [F1]Received pursuant to a stock dividend paid on February 6, 2015.
  • [F2]Owned jointly by the reporting person and his wife. Does not include 62,587 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP) and the Deferred Compensation Plan.
  • [F3]This option was granted on December 2, 2011 as an option for 18,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. On November 30, 2012, the reporting person exercised part of these options to purchase 14,175 shares of Class A Common Stock.
  • [F4]This option was granted on April 13, 2012 as an option for 18,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015. On November 30, 2012, the reporting person exercised part of these options to purchase 9,000 shares of Class A Common Stock.
  • [F5]This option was granted on December 6, 2013 as an option for 1,500 shares of Class A common stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015.
  • [F6]This option was granted on July 2, 2014 as an option for 1,500 shares of Class A common stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock option paid on February 6, 2015. This option vests in four equal quarterly installments of Class A common stock, beginning on October 2, 2014, until such shares are fully vested.
  • [F7]This option was granted on December 5, 2014 as an option for 3,000 shares of Class A common stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock option paid on February 6, 2015. This option vests in four equal quarterly installments of Class A common stock, beginning on March 5, 2015, until such shares are fully vested.

Issuer

SECURITY NATIONAL FINANCIAL CORP

CIK 0000318673

Entity typeoperating
IncorporatedUT

Related Parties

1
  • filerCIK 0000318673

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 1:23 PM ET
Size
19.0 KB