Christie Q. Overbaugh 4

Accession 0001096906-17-000786

CIK 0000318673other

View on SEC.gov Company Profile

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 3:08 PM ET

Size

19.5 KB

Accession

0001096906-17-000786

Insider Transaction Report

Form 4

Period: 2017-12-01

SECURITY NATIONAL FINANCIAL CORPSNFCA

Christie Q. Overbaugh

Senior VP of Internal Operatio

Transactions

Award
Employee Stock Option (right to buy)
2013-12-06$3.95/sh+6,078$24,008→ 6,078 total
Exercise: $3.95From: 2014-03-06Exp: 2023-12-06→ Class A Common Stock (6,078 underlying)
Award
Employee Stock Option (right to buy)
2014-12-05$4.30/sh+11,576$49,777→ 11,576 total
Exercise: $4.30From: 2015-03-05Exp: 2024-12-05→ Class A Common Stock (11,576 underlying)
Award
Employee Stock Option (right to buy)
2015-12-04$6.06/sh+7,718$46,771→ 7,718 total
Exercise: $6.06From: 2016-03-04Exp: 2025-12-04→ Class A Common Stock (7,718 underlying)
Award
Employee Stock Option (right to buy)
2016-12-02$6.68/sh+5,250$35,070→ 5,250 total
Exercise: $6.68From: 2017-03-02Exp: 2026-12-02→ Class A Common Stock (5,250 underlying)
Award
Employee Stock Option (right to buy)
2017-12-01$5.05/sh+5,000$25,250→ 5,000 total
Exercise: $5.05From: 2018-03-01Exp: 2027-12-01→ Class A Common Stock (5,000 underlying)
Award
Employee Stock Option (right to buy)
2014-07-02$3.69/sh+5,789$21,361→ 5,789 total
Exercise: $3.69From: 2014-10-02Exp: 2024-07-02→ Class A Common Stock (5,789 underlying)

Footnotes (6)

[F1]This option was granted on December 6, 2013 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.
[F2]This option was granted on July 2, 2014 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.
[F3]This option was granted on December 5, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.
[F4]This option was granted on December 4, 2015 as an option to purchase 7,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017.
[F5]This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2017.
[F6]This option was granted on December 1, 2017 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 1, 2018, until such shares are fully vested.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SECURITY NATIONAL FINANCIAL CORP

CIK 0000318673

→

Entity typeother

IncorporatedUT

Related Parties

filerCIK 0001320385

Filing Metadata

Form type: 4
Filed: Dec 12, 7:00 PM ET
Accepted: Dec 13, 3:08 PM ET
Size: 19.5 KB

View on SEC.gov