4//SEC Filing
Christie Q. Overbaugh 4
Accession 0001096906-18-000678
CIK 0000318673other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 11:56 AM ET
Size
23.1 KB
Accession
0001096906-18-000678
Insider Transaction Report
Form 4
Christie Q. Overbaugh
Senior VP of Internal Operatio
Transactions
- Exercise/Conversion
Class A Common Stock
2018-10-17$3.51/sh+6,078$21,334→ 138,406 total - Award
Employee Stock Option (right to buy)
2015-12-04$5.76/sh+8,104$46,679→ 8,104 totalExercise: $5.76From: 2016-03-04Exp: 2025-12-04→ Class A Common Stock (8,104 underlying) - Award
Employee Stock Option (right to buy)
2013-12-06$3.75/sh+6,382$23,933→ 6,382 totalExercise: $3.75From: 2014-03-06Exp: 2023-12-06→ Class A Common Stock (6,382 underlying) - Tax Payment
Class A Common Stock
2018-10-17$5.71/sh−3,736$21,333→ 134,670 total - Award
Employee Stock Option (right to buy)
2014-12-05$4.09/sh+12,155$49,714→ 12,155 totalExercise: $4.09From: 2015-03-05Exp: 2024-12-05→ Class A Common Stock (12,155 underlying) - Award
Employee Stock Option (right to buy)
2017-12-01$4.80/sh+5,250$25,200→ 5,250 totalExercise: $4.80From: 2018-03-01Exp: 2027-12-01→ Class A Common Stock (5,250 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2014-07-02$3.51/sh−6,078$21,334→ 0 totalExercise: $3.51From: 2014-10-02Exp: 2024-07-02→ Class A Common Stock (6,078 underlying) - Award
Employee Stock Option (right to buy)
2016-12-02$6.35/sh+5,513$35,008→ 5,513 totalExercise: $6.35From: 2017-03-02Exp: 2026-12-02→ Class A Common Stock (5,513 underlying)
Footnotes (7)
- [F1]Of these shares of Class A Common Stock, 38,386 shares are held jointly by the reporting person with a son and a daughter. Does not include 126,129 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership plan (ESOP), the 401(k) Retirement Savings Plan, and the Non-Qualified Deferred Compensation Plan and 30,392 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP).
- [F2]This option was granted on December 6, 2013 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.
- [F3]This option was granted on July 2, 2014 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.
- [F4]This option was granted on December 5, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.
- [F5]This option was granted on December 4, 2015 as an option to purchase 7,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, and February 2, 2018.
- [F6]This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017 and February 2, 2018.
- [F7]This option was granted on December 1, 2017 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 2, 2018. This option fully vests on December 1, 2018
Documents
Issuer
SECURITY NATIONAL FINANCIAL CORP
CIK 0000318673
Entity typeother
IncorporatedUT
Related Parties
1- filerCIK 0001320385
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 11:56 AM ET
- Size
- 23.1 KB